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Theories of International RegimesSummary of: Theories of International Regimes
The three schools of thought regarding international cooperation [regimes] – interest-based theories, power-based theories, and knowledge-based theories – provide numerous insights from which it is possible to draw some general findings about cooperation. DisciplinesKeywordsPublication Reference
Findings
The three schools of thought regarding international cooperation [regimes] - interest-based theories, power-based theories, and knowledge-based theories - provide numerous insights from which it is possible to draw some general findings about cooperation. The basic question the authors examine is how different schools of thought analyze and explain "What accounts for the instances of rule-based cooperation in the international system?" The following table is presented by the authors (p6):
A regime exists whenever agents cooperate. Formally a regime is the "implicit or explicit principles, norms, rules, and decision-making procedures around which actors’ expectations converge." Regimes can be both formal and informal, and can include institutions as well as organizations. Interest-based Theory Interest-based theories of cooperation focus on the ability of self-interested rational agents to overcome collective action dilemmas, i.e. situations where cooperation avoids suboptimal outcomes for the cooperators. Agents are considered to be rational utility-maximizers with given preferences. Attention is given to the role of regimes/institutions in shaping preferences and facilitating cooperation. Interest-based theories note the spillover effects of cooperation (functionalism). Because of the costs of creating and maintaining institutions, establishing cooperation in one issue-area can result in solutions that can then be reused in other issue-areas. Cooperation is a result of institutional bargaining (contractualism) and results in negotiated agreements and commitments. Compliance with or defection from negotiated contractual agreements has reputational effects. There are two primary approaches to interest-based cooperation:
Situation-Structural: The situation-structural approach involves "interpreting different kinds of regimes as collective responses to the functional requirements of different kinds of collective action problems" (p 45). Models from game theory - such as Prisoner’s Dilemma, Coordination Game, and Assurance Game - are commonly used. Collaboration requires sanctions and compliance, whereas coordination merely requires agreement. Coordination - such as deciding which side of the road to drive on or allocating the frequency spectrum - is self-enforcing because participants have no incentive to defect. Also, various games have different "second order" dilemmas regarding costs of implementation and enforcement: collaboration is the most costly and the Assurance Game is the least costly. Problem-Structural: The problem-structural approach involves observing the nature of the issue-area of the problem. In this analysis there are two modes of conflict with different likelihoods of cooperation in each:
Some factors can aid in the possibility of cooperation. When agents operate under a "veil of uncertainty" regarding benefits and costs, they will often cooperate more readily because there are no known distributive issues to argue over. Exogenous shocks and public crises/outcry can spur cooperation on an issue. The key factor is that the issue-area regarding a given problem must be amenable to a contractual solution in the first place. Power-based Theories Power-based theories of cooperation focus on the importance of relative gains and security concerns to otherwise rational agents. The distribution of power and the presence of anarchy (the absence of an authority to enforce contractual obligations) are paramount. Because these concerns never change and are external to the agents involved, power-based theories are predominantly static and positivist. There are three power-based theories of international cooperation:
Hegemonic Stability Theory A hegemon is a powerful agent who provides public goods because it has the self-interest and the capacity to supply them. This provision generates free riders. According to hegemonic theory the weak exploit the strong. Hegemony can be coercive (imperialist) or benevolent (leadership). Hegemons are necessary to shoulder the costs of rulemaking and enforcement (second-order cooperation dilemmas). In return, they generally set the rules and others adjust. Mancur Olson and Duncan Snidal have noted that small groups can provide public goods by cooperating and sharing costs, instead of relying on a single hegemon. In addition, hegemons can vary according to issue-area (the environment, nuclear weapons, etc.) Power-based Research Programme According to power-based theories cooperation does not result in mutual adjustment at all but instead requires the less powerful to adjust to the more powerful. In addition, power differences shape the following:
Power-based analysis suggests that the Prisoner’s Dilemma is not the best game by which to study cooperation when power is a factor. In the Prisoner’s Dilemma there is one "best" solution and the challenge is for the various agents to arrive at it. By contrast, in Battle of the Sexes, the optimal outcome is different for each player, thus there is fundamental disagreement over what constitutes the "best" solution (mathematically there is no one best solution). As a result, cooperation and institutions merely serve the interests of the powerful. Powerful players extend their power through these means. Because differences in the distribution of costs and benefits always exist, even under conditions of absolute gains not everyone gains equally. Oran Young has questioned the reliability of assuming that structural power is translatable into bargaining power regarding outcomes. Realist Theory of Cooperation The Realist theory of cooperation attempts to explain cooperation given states’ overwhelming concern with security, independence, and autonomy. It is not merely relative gains that are a concern but a systemic intolerance for relative losses. All acts could result in the destruction of the agent, so power asymmetries trump all other concerns. In this scenario, absolute gains just do not exist. There is always the concern over "who will gain more?" The result is "defensive positionalism," or reluctant cooperation, wherein agents will cooperate only if they feel it is absolutely necessary. Rationality, in this case, is constrained by fear of destruction and the presence of anarchy. For Realists, institutions matter but only because they facilitate the necessary stabilizing exertion of power: payoffs to other agents, sanctions, and norms of reciprocity (that make accepting relative gains losses in the now or on a particular issue easier in expectation of compensation on other issues or in the future). With power, cooperation is rare at best, but without power it is impossible. Knowledge-based Theories Interest-based theories of cooperation focus on the ability of self-interested rational agents to overcome collective action dilemmas, i.e. situations where cooperation avoids suboptimal outcomes for the cooperators. Agents are considered to be rational utility-maximizers with given preferences. Attention is given to the role of regimes/institutions in shaping preferences and facilitating cooperation. Knowledge-based theories (cognitivism) focus on the way in which knowledge - and in particular inter-subjectively shared knowledge and beliefs - shape agents’ behavior and identities. Norms are of major interest to knowledge-based theories. There are two cognitivist variants:
Weak Cognitivism Weak cognitivism assumes rational actors but instead of taking preferences as given, problematizes preferences and investigates the origins of agents’ interests, as well as the impact of norms on preference formation. Weak cognitivism sees itself as complementary to other approaches. The role of knowledge is central, including ideas and learning. Because knowledge is filtered by interpretation, preferences become fluid as knowledge changes. Because knowledge is primary, knowledge-shapers are powerful influences. Epistemic communities inform policy-makers about currently accepted shared understandings, from intersubjectively held ideas to problem definitions and concerns. Thus the idea landscape acts as a "road map" from which agents choose their routes. Learning is possible and subsequent course-correction as well. Furthermore, the institutionalization of knowledge shapes agents’ preferences. Institutions contribute to consensus through knowledge and information sharing. Strong Cognitivism Strong cognitivism, on the other hand, dispenses with rational actors in favor of a sociological model of behavior. Agent’s perceptions of their own and others’ identities and roles are central objects of study. Agents are role-players, not utility maximizers. Strong cognitivism positions itself as an alternative to other approaches. This "sociological turn" investigates how knowledge and beliefs constitute agents and make possible both power and cooperation. Agents’ very identities exist only by virtue of shared understandings. Groups and institutions define who we are and what behaviors are possible and meaningful. Strong cognitivism stands in opposition to atomistic and positivist attempts to understand cooperation. Because there is no behavior without prior socialization, strong cognitivism suggests that agents act according to a "logic of appropriateness" rather than a utilitarian "logic of consequences." For strong cognitivists, sanctions and cost/benefit analysis, i.e. self-interest, is insufficient to explain cooperation. Norms both regulate behavior as well as constitute agent’s identities. This means that norms constrain but also affix meaning to certain actions. An example is a game of chess, wherein the rules must be coherent and accepted before any meaningful moves can be made. As a result, compliance is not the only indicator of cooperation. Strong cognitivists also point to the justifications used by a defecting agent as well as the response of other agents when rules and norms are violated. Generalized norms of cooperation and reciprocity create a web of meaning within which behaviors are contextualized, interpreted, and evaluated. There are four schools of thought regarding cooperation:
For strong cognitivists, neither human agency nor social structures should be given ontological priority; they share a "codetermined irreducibility." The power of legitimacy
The power of arguments
The power of identity
The power of history
Conclusion Cooperation is problematic. Whether cooperation is desirable or not, and why, as well as how it can be promoted or prevented depend on various assumption about the nature of agents and their interactions. Nonetheless, it is possible to uncover the processes that foster cooperation within each school of thought. Reply |
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