Anthropology

The Strategy of Affect: Emotions in Human Cooperation

One Sentence Summary:
Emotions appear to be a key regulator of behavior in cooperative relationships. Emotions affect behavior both directly, by motivating action, and indirectly, as actors anticipate others' emotional responses.
Disciplines:
Biology
Anthropology
Cultural Evolution
Sociology
Psychology
Findings:
  • Emotions furnish the most important reason why humans don't make decisions as rational actors who seek only to maximize our individual well-being.
  • Evidence indicates that besides being the subject of sonnets and the blues, emotions are a way of thinking, a non-logical but nonetheless computational system that co-evolved with the increasing sophistication of human group formation.
  • Emotions furnish a non-rational instrument for social behaviors such as bonding, trusting, judging, and monitoring that enable people to break out of the Prisoner's Dilemma and find ways to cooperate on mutual enterprises.
  • Models of cooperation based on strictly rational game-theoretic algorithms will always be incomplete until they take into account the non-rational but nevertheless instrumental role of emotion.
  • The power of emotions can be leveraged to get group members to contribute to collective self-management of resources.
Keywords:
cultural evolution
emotion
Published in:
Genetic and Cultural Evolution of Cooperation (Dahlem Workshop Report), The MIT Press / Dahlem University Press
Date:
2003
One Paragraph Summary:

"Emotions appear to be a key regulator of behavior in cooperative relationships. Emotions affect behavior both directly, by motivating action, and indirectly, as actors anticipate others' emotional responses. The influence of emotions is understandable once it is recognized that (a) the ability to benefit from cooperative relationships has been a key determinant of biological fitness throughout our species' history, and (b) panhuman emotions are adaptations crafted by natural selection. Different emotions affect cooperative behavior in different ways: some emotions lead actors to forego the temptation to defect, some lead them to reciprocate harm suffered or benefits provided, and some lead them to repair damaged relationships. An important class of emotions influences cooperative behavior in part by motivating conformity to norms and/or punishment of norm violators…."

One Page Summary:

The authors distinguish between emotions that operate primarily in dyadic relationships and emotions that operate in a significant manner in collective contexts. The authors examine the evolutionary role each emotion and cite research about ways these emotions might contribute to the creation and maintenance of cooperative behaviors: "This chapter is premised on the claim that human cooperation is profoundly shaped by, and perhaps only possible because of, emotions. We will examine the manner in which different emotions shape behavior in cooperative contexts…Although framed within an evolutionary psychological perspective, our goal is not to present definitive evidence of the validity of this particular approach, but rather to spur future investigations of the role of emotions in cooperation. Toward that end, on an emotion-by-emotion basis we will both briefly describe a variety of existing findings and present a number of hypotheses, specifying discrete, testable predictions whenever possible."

Emotions that are primarily dyadic include romantic love, gratitude, anger, envy, jealousy, guilt righteousness and contempt. Romantic love is seen as a means of overcoming a barrier to the kind of cooperation we see in parenting -– the temptation to defect in the short term on a relationship that requires a long-term investment. "A number of investigators have suggested that some emotions can be understood as mechanisms design to commit people to behavior that yields long-term payoffs, thus overcoming the temptation for short-term defection. Romantic love, a universal human emotion that underpins pair bonding, appears to be such a mechanism."

Where romantic love is about how one feels about another person, gratitude addresses how one feels about somebody's behavior, and can be an emotional currency that binds one to reciprocity. "Gratitude focuses both attention and a positive, affiliative orientation on a party who has supplied the actor with a substantial benefit. In the context of its initial elicitation, gratitude seems to prompt the actor to recognize a valuable interaction partner and subsequently signal a willingness to reciprocate."

Why do people get so angry when someone cuts ahead of them in a queue or in traffic? This is clue to the evolutionary advantage of anger as a means of protecting ones own interests, but when it comes to the thus-far unexplained human propensity to punish cheaters, even at a cost to themselves, anger might be instrumental in conferring advantage to a group that requires monitoring and sanction of free riders in order to maintain a public good or create an institution for collective action: "If gratitude is elicited by receipt of a benefit, its opposite is anger, elicited by actual ar attempted exploitation or harm. More formally, anger is the response to the infliction of a cost. In addition to showing an "irrational" willingness to reward generosity, subjects in behavioral economics experiments also show an eagerness to punish uncooperative partners…Together, these results clearly demonstrate that even within the confines of finite anonymous games, angry individuals often place paramount importance on harming the transgressor, and are willing to incur substantial costs in order to do so."

The Origins of Virtue: Human Instincts and the Evolution of Cooperation

One Sentence Summary:
Human emotions, customs, and institutions enable us to compete effectively with all other species by making cooperative social arrangements among ourselves – a capability that co-evolved with thumbs, speech, and tool-building.
Disciplines:
Biology
Anthropology
Cultural Evolution
Findings:
  • Hunger drove our forebears to coordinate their actions to bring down animals so large that all the meat couldn't be consumed before it spoiled. In those circumstances, everyone in the group was free to eat — even those who didn't take the risk of hunting. The meat wouldn't be available in the first place unless a few people tackled large creatures, but the benefit of the cooperative activity of a few extended even to those who had not participated in the hunt. Ridley wrote, "Big game hunting became the first public good."
  • Altruism is "an investment in a stock called trustworthiness that later pays handsome dividends in others' generosity."
  • Moral sentiments and the emotions that accompany them help enable people to cooperate and to punish those who don't.
Keywords:
cooperation
altruism
emotion
cultural evolution
Author(s) / Editor(s):
Published in:
Penguin Books
Date:
1998
One Paragraph Summary:

Ridley asks why there is so much cooperation about if life is a competitive struggle, and why, in particular are humans such eager cooperators, and traces the evolution of cooperative arrangements for mutual benefit back to the origins of cellular life, the emergence of humans as social animals. Reciprocal altruism and group selection are offered as biological explanatory mechanisms, and the role of moralistic punishment in controlling free-riders links psychological, moral, and economic dimensions of cooperation. Human physiological and cultural capabilities for inventing and exploiting social exchanges – a willingness to cooperate and to punish those who don't, reputational mechanisms for increasing trust, moral sentiments that act as a kind of social glue – are key to the success of our species.

Six-Degrees: The Science of a Connected Age

One Sentence Summary:
Healthy social, technical, biological and professional networks are built on cooperative frameworks that enable them to quickly spread information and phenomena regardless of beneficial or malicious intent; this appears to be a deep structural characteristic of "small-world" or "scale-free" networks that have a relatively small number of hubs that enable extensive interconnectivity across large numbers of nodes.
Disciplines:
Biology
Business
Anthropology
History
Cultural Evolution
Computer Science
Technology
Physics
Economics
Political Science
Sociology
Psychology
Information
Mathematics
Findings:
  • 'Six-degrees' type separation spans social, physical, and mental distances.
  • Social networks have certain degrees of discord, but are recognized and utilized by people via group associations that make up our social identities.
  • For individuals, separations of more than two degrees nearly equate to being strangers.
  • For the transmission of ideas, fashion, or viruses, six degrees can nearly equate to being directly linked.
  • Throughout most networks, ideas promulgate via clusters who spread information or infection to other clusters through shared membership or proximity (or “shortcuts”).
  • Thoughts or ideas remain benign or contained until their natural growth reaches a critical threshold or phase transition; at this point they either die out or overwhelm the population.
  • Common networks can be simultaneously vulnerable and robust. This can be a strength, allowing the network to change and adapt to new information or threats. However these characteristics can also rapidly transmit contagions throughout the network and overwhelm it.
Keywords:
networks
interdependence
hierarchy
group forming networks
game theory
evolution
equilibrium
cultural evolution
cooperation
communication
Author(s) / Editor(s):
Published in:
Norton Press
Date:
2003
One Paragraph Summary:

Author Duncan Watts helped found the science of network theory. In Six Degrees he describes the evolution of the science. This narrative covers each step in the philosophical evolution to provide the reader with the context as well as the numbers behind the findings. Starting with Milgram's six-degrees studies from the 1950s as a base, they investigate the small-world problem and identify the mechanisms by which networks operate. They conclude that the solution to the small world problem reveals a series of balancing acts. Depending on context, people are either extremely connected or perceptually fragmented; networks are robust or fragile; and ambiguity can create opportunity or be a harbinger of a network's demise.

One Page Summary:

Six Degrees begins in the beginning. Stanley Milgram's initial small world studies are analyzed. His findings in seeing if a group of people in Nebraska can get a letter to someone in Massachusetts are scrutinized. Milgram left a puzzle. Mathematically, six degrees of separation can be shown and intuitively it is appealing. But do social networks actually work that way?

Initially, Watts steps into the world of pure mathematic theory. Graph theory and random graphs are employed to build potential worlds in which connections can be made. These tools are detailed and their histories explained.

Watts and his colleagues then take the science to new levels, by introducing sociology, epidemiology, economics, and business models into this new multi-disciplinary science. Immediately, each new field of study brings with it new insights into network dynamics.

This convergence of disciplines reveals the social, transportation and technological networks that make up our world. These networks are, ultimately, made up of individuals. Individuals in turn relate back to the networks and define how they operate.

Socially, people relate to their network by clustering. Clusters are logical organizations of network elements. In a social context, we might cluster in terms of a religion, a favorite author, a school we are attending or an affinity for a type of food. Some of these have very close physical distance, while others have a social distance with members spread out over a large area.

Networks of this type are, to various extents, “scale-free” networks. If graphed these networks roughly follow a classic power law trend where the level of connectivity between two nodes in a network increases dramatically as more nodes are connected. Real-world scale-free networks tend to have highly connected hubs which rapidly, purposely, and efficiently transmit pertinent or pervasive content from one location to another. In social circles, these are networkers. In the airline network these are hub airports. In traffic they would be freeway interchanges.

Due to this architecture, the Internet and modern air transport have combined to greatly decrease the role of proximity in our social networks. This has had great impacts on commerce, tourism, cultural sensitivity and other social factors. However, it has also led to great risks in the transmission of diseases, sensitivity to distant economic fluctuations, and rapid spread of misinformation.

These dynamics create a type of network that Duncan calls simultaneously robust and vulnerable. Their strength and weakness is that, with rapid transmission from cluster to cluster, anything can move quickly from one location or group to another. He uses the example of Toyota, whose network of suppliers was organized in such a way as to quickly compensate for and recover from a potential economic catastrophe.

Stable scale-free networks do not rely on a rigid hierarchy to provide direction in times of crisis. Rather, the structure of the network itself can rapidly respond to an unforeseen situation.

Their network was arranged in such a way as to foster and reward communication. This communication helped cope with ambiguous or unplanned situations. Rather than paralyzing Toyota while people waited for a decision from a rigid hierarchy, the contractors in the network were able to analyze the calamity and provide a rapid response to it.

As mentioned above, this robustness also rapidly transmits malicious content as well. The Melissa Virus, SARS and Ebola are analyzed to show why the network did or did not transmit them and, when it did, how they eventually died out.

Watts ends this book by summarizing that the multidimensional nature of social distance is sometimes counterintuitive and subjective. People can feel close in a network sense to people they are physically distant from and, conversely, socially distant from people physically nearby.

He continues by warning that social and physical distances have shrunk. People can quickly travel from place to place and economies are highly interdependent. The sheer number of dependencies in the modern world may yield surprising results from seemingly insignificant actions.

He finishes by showing the stability of our networks with the example of how New York adapted to the 9-11 attacks. The City bounced back to semi-normal operations within a week. During the disaster, the best laid plans of emergency operations staff were scuttled by the utter unavailability of facilities and services designed to copy with disasters. The network will provide.

Nonzero: The Logic of Human Destiny

One Sentence Summary:
Wright applied to the history of civilization the same game theory that Axelrod had used to explain biological and social phenomena, concluding (controversially), that humans throughout history have learned to play progressively more complex non-zero-sum games with the help of technologies like steam engines and algorithms and metatechnologies like money and constitutions.
Disciplines:
Biology
Anthropology
History
Cultural Evolution
Computer Science
Technology
Economics
Political Science
Sociology
Findings:
  • Social complexity evolves because it brings benefits to those who participate, and one of those benefits is the capacity for increasing social complexity
  • Humans have built societies of increasing power and complexity by creating technologies, institutions, and social contracts that enable us to cooperate in new ways, on larger scales, to produce greater benefits to more people: zero-sum games. The evolution of human capacities for inventing, elaborating, diffusing nonzero-sum games is a lens for looking at a powerful driver of history.
  • Technologies, from plows to alphabets, have produced both physical power and new opportunities for complex collective action.
  • Metatechnologies such as capital markets, constitutions, and science have created both concentrations and decentralizations of wealth and power – zero-sum games don't make zero-sum competition go away. The two modes co-evolve.
  • Nonzero-sum games influence the environment to become more conducive to nonzero-sum games.
  • Nonzero-sum games are tools for overcoming obstacles to collective action.
  • Innovation, exploration, investment, persuasion, politics are tools for initiating, maintaining, increasing cooperative game-playing.
  • The evolutionary advantages of reciprocal altruism on the biological level are potentiated when they drive the development of human mental capacities such as remembering who owes you and who is a friend; increases in the mental capacity for social complexity enables the elaboration of more complex forms of social cooperation: tit-for-tat plus emotion plus mental capacity equals alliances, friendships, societies.
  • Emotions like friendship, love, and envy; traits such as trust, cheating, and punishment; and concepts such as justice and fairness can be seen as the mythic narratives humans tell ourselves to explain mechanisms we've invented for inventing, elaborating, and maintaining cooperative arrangements.
  • Just as other biologically-originated traits, such as evolution itself, have become the objects of reason, knowledge, nonzero-sum games have moved from unconscious to reasoned and planned. Understanding technologies and metatechnologies of cooperation makes it possible to design more powerful forms.
Keywords:
cooperation
complexity
cultural evolution
non zero sum
Author(s) / Editor(s):
Published in:
Pantheon
Date:
1999
One Paragraph Summary:

A zero-sum game is winner-take-all. For every winner there has to be a loser, Games like the Prisoner's Dilemma have more subtle gradations of reward and punishment. In some non-zero-sum games, all players benefit if they cooperate. More people playing more complex non-zero-sum games – and converting the result to positive sums -- create emergent effects like vibrant cities, bodies of knowledge, architectural masterpieces, marketplaces and public health systems. Wright wrote that: "cultural evolution has pushed society through several thresholds over the past 20,000 years. And now it is pushing society through another one." Starkly competitive zero-sum games co-exist with increasingly sophisticated non-zero sum games. We band together to bring down the big game, then fight over how to divide it. Suffering, injustice, disparities in wealth and opportunity exist, and at the same time, more people are more prosperous, healthy, and politically free than ever before. Wright asserts that the trajectory of cultural evolution points in a generally positive direction — the more people find that they can harvest personal benefits by investing trust and practicing cooperation, the more they will invest in cooperative enterprise and help others join the venture.

One Page Summary:

Humans have taken the cooperative arrangements that benefited organisms and species at the biological level to the cognitive and social levels: the capacity to play cooperative social games that benefit all was a driver of the evolution of human intellectual capacity; increased intellectual capacity manifested in both the concrete sphere of tool-making and the abstract sphere of social relationships. Once enhanced cognitive capabilities made complex social arrangements like status, reputation, gossip, persuasion, punishment, alliance possible, human social capacities became a tool for ratcheting up cooperative game-playing capacity.

Certain technologies push human societies to reorganize at a higher level of cooperation. As an example, Wright offered the Shoshone, a Native American tribe that lived in a territory with no big game to hunt but an abundance of jackrabbits at certain times of year. Because of their stark environment, the Shoshone normally existed at a simple level of social organization, with every extended family foraging for itself. When the rabbits were running, however, the families banded together into a larger, closely coordinated group, to wield a tool too large for any one family to handle or maintain — a huge net. Working together with the net, the entire Shoshone hunting group can capture more protein per person than they could working apart. Wright declared that "The invention of such technologies — technologies that facilitate or encourage non-zero-sum interaction — is a reliable feature of cultural evolution everywhere. New technologies create new chances for positive sums, And people maneuver to seize those sums, and social structure changes as a result."

Wright noted that people who interact with each other in mutually profitable ways are not always aware that they are cooperating; he cited evolutionary psychologists to assert that unconscious underpinnings of cooperation — like affection and indignation — are rooted in genetic traits:

"… natural selection, via the evolution of 'reciprocal altruism' has built into us various impulses which, however warm and mushy they may feel, are designed for the cool, practical purpose of bringing beneficial exchange."

"Among these impulses: generosity (if selective and sometimes wary); gratitude, and an attendant sense of obligation; a growing empathy for, and trust of, those who prove reliable reciprocators (also known as "friends"). These feelings, and the behaviors they fruitfully sponsor, are found in all cultures. And the reason, it appears, is that natural selection "recognized" non-zero-sum logic before people recognized it…Some degree of social structure is thus built into our genes."

"In the intimate context of hunter-gatherer life, moral indignation works well as an anti-cheating technology. It leads you to withhold generosity from past nonreciprocators, thus insulating yourself from future exploitation; and all the grumbling you and others do about these cheaters leads people in general to give them the cold shoulder, so chronic cheating becomes a tough way to make a living. But as societies grow more complex, so that people exchange goods and services with people they don't see on a regular basis (if at all), this sort of mano-a-mano indignation won't suffice; new anti-cheating technologies are needed. And, as we'll see, they have materialized again and again — via cultural, not genetic, evolution."

The cultural innovations that reorganize social interaction in light of new technologies are "social algorithms governing the uses of technology." Wright called these social methodologies "metatechnologies.". In the Middle Ages, the metatechnologies of capitalism — currency, banking, finance, insurance — pushed the hierarchical machinery of feudal society to transform into a new way of organizing social activity, the market. "The metatechnology of capitalism then combined currency and writing to unleash unprecedented social power." Wright claimed that the emerging merchant class pushed for democratic means of governance, not out of pure altruism, but in order to be free to buy and sell and make contracts. Throughout this process, powerful people always seek to protect and extend their power, but new technologies always create opportunities for power shifts, and at each stage from writing to Internet, more and more power decentralizes: "I mean that new information technologies in general — not just money and writing — very often decentralize power, and this fact is not graciously conceded by the powers that be. Hence a certain amount of history's turbulence, including some in the current era."

Neither Market Nor Hierarchy: Network Forms of Organization

One Sentence Summary:
Network forms of organization, with reciprocal patterns of communication and exchange, are alternatives to hierarchically or market based governance structures; they are more suited to describing companies involved in an intricate latticework of collaborative ventures with other firms over extended periods of time.
Disciplines:
Business
Anthropology
Findings:
  • Network forms of organization, with reciprocal patterns of communication and exchange, are alternatives to hierarchically or market based governance structures.
  • Network organizations: More social than markets and hierarchies, they are dependent on relationships, mutual interests, and reputation. They are less guided by a formal structure of authority.
  • Successful networks involve complementarity and accommodation. Reputation, friendship, interdependence, and altruism are integral. The most useful information comes from people you have dealt with in the past rather than from the formal chain of command. Taking a long term perspective enhances reciprocity.
  • Reduction of uncertainty, fast access to information, reliability, and responsiveness are paramount concerns that motivate participants in network organizations.
  • Know-how, the demand for speed, and trust are critical components of successful network organizations.
Keywords:
hierarchy
networks
Author(s) / Editor(s):
Published in:
Research In Organizational Behavior, Vol. 12, pages 295-336
Date:
1990
One Paragraph Summary:

Hierarchies are suited to transactions that involve uncertainty, recur frequently, and require substantial “transaction-specific investments”. Markets are suited to exchanges that are straightforward, non-repetitive, and require no transaction specific investments. Networks are best at describing companies involved in an intricate latticework of collaborative ventures with other firms over extended periods of time.

One Page Summary:

Network forms of organization, with reciprocal patterns of communication and exchange, are alternatives to hierarchically or market based governance structures; they are more suited to describing companies involved in an intricate latticework of collaborative ventures with other firms over extended periods of time.

Hierarchies are suited to transactions that involve uncertainty, recur frequently, and require substantial “transaction-specific investments”. Markets are suited to exchanges that are straightforward, non-repetitive, and require no transaction specific investments.

These “alliances” aim at creating indebtedness and reliance over the long haul: your current collaborator will be your competitor in other domains (or in the same domain) over time. In markets, the strategy is to drive the hardest possible bargain in the immediate exchange. Commitment is low.

Network organizations are more social than markets and hierarchies, they are dependent on relationships, mutual interests, and reputation. They are less guided by a formal structure of authority. Successful networks involve complementarity and accommodation. Reputation, friendship, interdependence, and altruism are integral. The most useful information comes from people you have dealt with in the past rather than from the formal chain of command.

Conflicts are resolved by haggling in markets; administrative fiats in hierarchies; norms of reciprocity and reputational concerns in networks.

Markets offer choice, flexibility, and opportunity. Prices determine production and exchange. Hierarchies are well-suited for mass production and distribution. Networks are more flexible than hierarchies. Transactions occur through networks of individuals engages in reciprocal, preferential, mutually supportive actions.

Reduction of uncertainty, fast access to information, reliability, and responsiveness are paramount concerns that motivate participants in network organizations.

Know-how, the demand for speed, and trust are critical components of successful network organizations.

Examples of network forms:

  • Craft industries (construction, publishing, film and recording industries)—facilitated by loyalty to the profession and to project teams. Informal trading of proprietary expertise is common among members of a profession in different organizations.
  • Regional Economies and Industrial Districts (German textiles, Silicon Valley)—Rich array of support services. Pooling resources on basic research through consortia and trade associations. Encouragement by local government. Proximity to centers of higher education.
  • Strategic alliances and Partnerships (Oil and gas, chemical and pharmaceuticals, commercial aircraft)—share risk and expense. Cooperative relationships with suppliers. Gain fast access to new technologies or markets. Needs to deal with anti-trust concerns.
  • Vertical disaggregation. (Downsizing, outsourcing)—Increased flexibility in responding to technological change and commodifcation of products.

Know-how, the demand for speed, and trust are critical components of successful network organizations.

  • Know-how and detailed knowledge of the abilities of others who possess similar or complementary skills thrive in networks. Exchange of competencies is more likely to occur in networks; exchange of tangible resources is more likely to occur in market transactions or among units in a hierarchy.
  • Demand for speed is facilitated by a network’s strengths in offering fast access to information, flexibility, and responsiveness to changing tastes. Information flow through a network is freer and richer than in more tightly controlled markets or hierarchical organizations.
  • Trust develops when there is a high probability of future association. There is a higher probability of cooperation and also a willingness to punish those who do not cooperate.

Man the Hunted: Primates, Predators, and Human Evolution

One Sentence Summary:
The authors demonstrate that homo sapiens is occasionally a prey species today, that existing apes and monkeys are hunted extensively by various predators, and that various early Homo sapiens ancestor fossils show marks consistent with predation.
Disciplines:
Anthropology
Cultural Evolution
Findings:
  • Contrary to much previous thought on the evolution of Homo sapiens, the authors demonstrate that existing evidence supports the theory that fossil hominids, like modern apes – and people in some parts of the world today – were a prey species, and group behavior is in part a defensive adaptation.
Keywords:
cooperation
cultural evolution
evolution
Author(s) / Editor(s):
Published in:
Westview Press
Date:
2005
One Paragraph Summary:

The most popular theory among paleoanthropologists is that ancestral hominids were most likely “hunter apes” – with their increasing stature and brain power evidence of their success in becoming the top predator themselves. This is, at least in part, due to sample bias among existing apes and monkeys being studied as analogs for such ancestors … studies have consistently shown low predation rates. The authors note, however, that scientists studying predators find apes and monkeys to be common prey species. The authors demonstrate that the fossil record is consistent with their theory that ancestral hominids were a prey species, caution that the existing "hunter ape" scenario is unlikely, and propose that numerous aspects of modern human behavior, including collective action and cooperative sociality, are due to the existence of ancestors which were prey species.

One Page Summary:

The theory that ancestral hominids were hunters has achieved considerable popularity. The authors note that there is considerable evidence that ancestral hominids were more likely a prey species. There are three major lines of evidence:

  • Modern humans are occasionally prey species for certain predators, especially for tigers in parts of modern India and Bangladesh … people wear masks on the backs of their heads in order to appear alert to potential stalkers.
  • Modern apes and monkeys are frequent prey species for a wide variety of carnivores, a fact which does not appear in publications about the animals themselves but which is widely noted in works covering the diet of the predators themselves.
  • Ancestral hominid fossils show the marks of various predators – tooth, claw, and talon marks – that are consistent with predation.

The authors demonstrate the prey-nature of early hominid ancestors. Their speculations as to what this means in evolutionary and behavioral terms, however, are weaker. This is because it is a long way (in both time and, potentially, place) from Australopithicus afarensis to H. sapiens … the use of tools and fire, for instance, may well have modified behavior inasmuch as the immediate ancestors of H. sapiens became a more formidable prey species.

The question as to what behaviors are derived from those ancestors which were commonly prey animals remains open for speculation and future work. That said, the authors present a challenge to those who maintain the view that humankind’s ancestors were hunters from the earliest times.

Imagined Collectivities and Multiple Authorship

One Sentence Summary:
Certain communities of Papua New Guinea participate in a kind of multiple (as opposed to collective) authorship of collectively owned cultural products, which may shed light on emerging property rights problems around common pool resources such as the human genome that are in some sense owned collectively.
Disciplines:
Anthropology
Computer Science
Economics
Political Science
Sociology
Findings:
  • Old conceptions of property regimes are now colliding with private wealth and public goods that have become possible through science and technology, from molecular biology to networked computation. Anthropologists who have studied cultures outside the Western, industrial, capitalist milieu have discovered modes of production and ownership that offer existence proofs to the present exclusive alternatives of private property and collective ownership.
  • The author notes that emergent practices such as production networks, collective knowledge creations such as open source software and science itself point to the reality of new forms of value that are both created and owned by communities: "I don't know what kind of contribution the open source software movement might make, but end with Century's provocative remark about the massiveness of data in circulation, where the politics of access shift from mere indexing to social forms of filtering, and (he says) 'communities of interest help sort out what is meaningful.'" (Michael Century, "Open Code and Creativity in the Digital Age, http://www.music.mcgill.ca/~mcentury/Papers/Code.html)
Keywords:
sharing economy
property rights
peer production
open source
intellectual property
cooperation
Author(s) / Editor(s):
Published in:
Code: Collaborative Ownership and the Digital Economy, ed. Rishab Aiyer Ghosh, MIT Press
Date:
2005
One Paragraph Summary:

Citing controversies over the ownership of the human genome, Strathern examines intellectual property practices among tribal people in Papua New Guinea. A commemorative sculpture is made by a group of artisans; other people pay to participate in a ritual in which the sculpture is displayed to only paying participants, then burned. The paid participants have the right to reproduce the pattern of the sculpture in their own future rituals and those who did not pay to see it do not have the right. The actual object no longer exists, and the intellectual property is distributed among the memories of the participants. The sculpture is a "distributed object," and the network of artisans and ritual participants are both collaborative creators and collective owners of a virtual property - a structure of ownership and distribution that parallels in interesting ways emergent forms of co-created property such as the genome, ethnopharmacological knowledge, or open source software.

Gregor Mendel, Meet Florence Nightingale: Summaries and Findings

One Sentence Summary:
Inspection of the genetic relatedness of two groups of rice farmers, one whose circumstances necessitated cooperation, and another group of hillside farmers whose agricultural practices enabled more independence, probed for evidence of how "ecological feedback can influence social structure, and note how these processes leave recoverable traces in population genetic structure."
Disciplines:
Biology
Anthropology
Cultural Evolution
Computer Science
Political Science
Psychology
Findings:
  • This is an example of interdisciplinary research capable of probing the complexities of human cooperation, using linguists, geneticists, anthropologists and computer scientists to examine the interactions among environmental circumstances, biological relationships, and cultural practices.
  • Settled agriculturists whose irrigation needs require the cooperative creation of public goods associated with a fixed territory tend to intermarry more than agriculturists who do not use large-scale irrigation and who move their plots from time to time. Although simple, this is a good example of the coevolution of cultural and biological aspects of human group behavior.
Keywords:
cooperation
cultural evolution
evolution
agent-based model
Author(s) / Editor(s):
Published in:
Santa Fe Institute Bulletin, vol. 20, no. 1
Date:
Spring, 2005
One Paragraph Summary:

Comparisons of the genetic relatedness of two populations enable the kind of multidisciplinary convergence required for cooperation studies: University of Arizona professor of anthropology Stephen Lansing, after thirty years of study in Indonesia, teamed up with Santa Fe Institute colleagues to "build a new microscope and aim it at the emergence of patterns of social structure through time." Population genetics showed that lowland farmers who had to stay in one place and work cooperatively with neighbors to maintain shared irrigation resources were more closely genetically related than highland rice farmers who had less permanent connections to particular farmlands and to their neighbors. An observed difference in genetic relatedness between two culturally similar groups whose circumstances required different degrees of cooperation can be explained by a wide variety of factors, including "marriage rules, migration, language drift, historical changes in modes of production. Lansing et. al. used agent-based modeling to "simulate what might have led up to the patterns we see in the data."

Evolutionary Psychology and the Social Sciences

One Sentence Summary:
Evolutionary psychology helps us link up the Darwinian story of cooperation in nature, of kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection, with the familiar story of the development of human societies, of property rights, nations, banks, and charity, without implying that such a connection could morally justify or perfectly determine human behavior.
Disciplines:
Biology
Anthropology
Cultural Evolution
Sociology
Psychology
Findings:
  • "Studying animal behavior and cooperation, therefore, is useful in the same way that game theory is useful, to provide evidence of how humans might be predicted to act absent the restraints of human nature and social institutions and norms."
  • "Compassion and sympathy toward those who are unable to help themselves appear to be as much a part of human nature as the unwillingness to feel much sympathy for shirkers who subsequently seek to share in the social product."
Keywords:
reciprocity
norms
evolution
cultural evolution
cooperation
bioeconomy
altruism
Author(s) / Editor(s):
Published in:
Humane Studies Review
Date:
October 2000
One Paragraph Summary:

Evolutionary psychology has great potential to inform our social sciences and law, but many academics have been hesitant to accept it because of its historical linkage to theories like Social Darwinism and behavioral determinism. A current formulation of evolutionary psychology is inconsistent with both theories. Whether a trait or behavior survives the process of natural or cultural selection has no bearing over our discourse on whether it is morally justified, nor does it mean that any particular human is bound to act in a determined way. The real human advantage is the complex and subtle ways behavior is contingent upon socialization, 'hard-wired' instincts, and the environment. Evolutionary psychologists suggest that we pay close attention to the basic human behaviors that through cross-cultural analysis appear 'hard-wired', because it is these behaviors, such as sympathy for those in pain or identification with one's kin or tribe, that we want to either channel or suppress in order to reap the benefits of cooperation. Evolutionary psychology proposes four mechanisms to explain the evolution of cooperation in nature: kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection.

One Page Summary:

Evolutionary psychology has been portrayed as justifying or implying a lot of bad ideas in the 20th century, but it need not suffer from these mistaken linkages and can potentially shed light on how to build better social institutions. Although the claim has been made, evolutionary psychology is not consistent with the tenets of Social Darwinism. Whether a trait or behavior survives the process of natural or cultural selection has no bearing over our discourse on whether it is morally justified. Nor does it mean that we are determined like machines to act out these behaviors in every case, a theory termed 'behavioral determinism' by those criticizing evolutionary psychology or its earlier form, sociobiology. Any reputable biologist, or sociobiologist, would acknowledge that the fitness of a behavioral trait is dependent on the interaction between that trait and a given environment, so saying that a certain psychological predisposition in humans is the product of an evolutionary process does not mean that it is good, justifiable or useful in the world we live in. Evolutionary science stresses that fitness is fundamentally contingent. Furthermore, humans have a cultural inheritance that dictates in subtle ways how and when we should express or repress our behavioral traits, making the interaction between trait and environment even more complex. Evolutionary psychologists suggest that we pay close attention to the basic human behaviors that through cross-cultural analysis appear 'hard-wired', because it is these behaviors, such as sympathy for those in pain or identification with one's kin or tribe, that we want to either channel or suppress in order to reap the benefits of cooperation.

This article isolates four mechanisms that promote cooperation in the absence of a central authority: kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection. Kin selection implies a kind of utilitarian genetic calculus, that sacrificing one's life for the right number of relatives will be favorable for one's genes. A sibling shares on average half of one's genes, so sacrificing one's life for two or more siblings makes evolutionary sense. An example of a behavior that might be explained by kin selection is the warning call of ground squirrels; a ground squirrel that notices a hawk circling will call out to warn its family, although it increases its likelihood of being noticed and eaten by the hawk. This form of cooperation requires enough brain or nose power to be able to determine who is a relative.

The second form, cooperation for mutual advantage, occurs when a particular given end (critical for survival) is easier to accomplish with a group working together. The quintessential example of this mechanism is group hunting; wolves (and our hunter-gatherer ancestors) hunt in packs because they will end up with a portion of the large game, which can be much larger than the small game they would be able to catch on their own and not have to share. This benefits of this mechanism is not as immediate or certain as those of kin selection, because the stronger hunters could potentially share nothing with the weak who helped. This article cites field studies of monkeys, lions, and fish, which show that group hunting generally only occurs when environmental conditions make it economically more efficient that hunting alone. While cooperation for mutual advantage is an important surplus-generating mechanism in nature, we should not expect this mechanism to form the basis of modern human cooperation. Modern human cooperation cannot be pared down to a single one-shot end, and it could be argued the developments of civilization we are most proud of, charity for the poor or sick, go against the logic of mutual advantage.

Reciprocal altruism looks similar to the mechanism of mutual advantage, except the benefits are spread over time rather than through a single interaction. One individual helps another individual with the expectation that in the future the gesture will be repaid. Reciprocal altruism works best when developed alongside "a large number of supplementary psychological and social institutions." Enduring reputation and social traditions such as gift-giving foster relationships of reciprocal altruism. This kind of a relationship requires a bigger brain to remember who gave you what and who has mooched off you for too long, but can generate a big societal payoff. "By allowing trade over a period of time, reciprocal altruism opens up the possibility of a division of labor and credit-based relationships. These innovations make possible the recognition of the gains from specialization, comparative advantage, and the insurance and risk-shifting elements of inter-temporal trade."

While reciprocal altruism is most compelling in small groups with face-to-face interaction, the final mechanism, group selection, treats populations as the unit of measure. Proponents of group selection argue that a population of individuals with altruistic traits would fare better than less altruistic populations, reaching the big payoffs described in the above paragraph. The traits in question could be genetically inherited or culturally inherited. Arguing for cultural group selection, "[g]roups that adopt 'better' cultural practices will again tend to grow healthier, wealthier, and more populous, gradually supplanting less efficient cultures through conquest, migration, or conscious adoption." This kind of cooperation requires even more specific conditions than the other three mechanisms. Because the scale of group selection is so much larger than the other mechanisms, it is still a controversial theory in natural and social sciences. The argument against cultural and biological group selection is based on problem of free riders without altruistic traits who might take advantage of the social surplus generated by their altruistic neighbors. While human populations have reached impressive levels of cooperation in modern societies, one can imagine natural disasters or devastating world wars that would eliminate the evolutionary strength of group selection.

Cultural Evolutionary Theory: A Synthetic Theory for Fragmented Disciplines

One Sentence Summary:
The unique properties and probable origins of human cooperation are important problems linking cultural evolutionary theory and social psychology; the interplay of innate psychological factors, social institutions, individual preferences and population effects constitute promising fields for future interdisciplinary research.
Disciplines:
Biology
Anthropology
Cultural Evolution
Economics
Political Science
Psychology
Findings:
  • Institutions depend on norms to overcome self-interest and promote contribution to public goods, and norms are learned through the kind of imitative self-learning called "conformist imitation." The role of conformity in encouraging and enforcing cooperation, and the links between the psychological factors and emergent social effects, is an area of cultural evolution inquiry that could be approached through social psychology research.
  • Over hundreds of thousands of years, co-evolutionary processes shaped "social instincts" such as altruistic punishment, anger at injustice, willingness to do favors for strangers, that conferred benefits on groups whose members exhibited these behaviors. Once early cooperative social institutions took root among populations with a sufficient number of cooperators, social selection (conferring benefits on those who obey rules and sanctioning or excluding rule-breakers), would have favored the spread of more prosocial individuals through the population over time. Concentrations of prosocial individuals then enabled the creation of cultural institutions that made larger group-level cooperation possible.
  • "Social psychologists have found in "minimal group" experiments that abstract ingroup categories can promote other-regarding behavior, at least in the absence of a dilemma of cooperation. We need much more information on real cultural boundaries, especially when dilemmas of cooperation exit."
  • "Cultural evolutionary theory has much to offer the field of social psychology. The models incorporate numerous cognitive and social "forces," and thus can readily link middle-range theories and empirical findings about the proximate mechanisms of human behavior into a multi-level and evolutionarily sophisticated understanding of the ultimate causes of such behavior. Two main routes of research will prove valuable. First, a promising way to promote dialog between theory and experiment is to develop micro-evolutionary experiments to understand the relative importance of individual and social learning within real and evolving populations of individuals. Second, although it is difficult to untangle the often long evolutionary histories of social institutions, the cross-cultural variability in social institutions provide natural experiments to explore how much these influence behaviors."
Keywords:
altruism
cultural evolution
reciprocity
Published in:
Submitted for inclusion in Bridging Social Psychology, Paul Van Lange, ed.
Date:
2005
One Paragraph Summary:

Social learning, which has been a research focus for social psychologists, also plays a role in cultural evolutionary theories about human cooperation. Because humans cooperate more readily with strangers than self-interest predicts, and because human cooperation is more complex than that among genetically related organisms like hives, strictly biological explanations such as kin selection and simple behaviors such as reciprocity are inadequate explanations. Cultural evolution theorists contend that genetic shaping of human social capabilities was adaptive during the climate swings of the late Pleistocene, when evidence of increasing human social activity emerged, but that cultural institutions began to leverage innate social capacities to make coordinated collective action possible – picking up the pace of social complexification about 10,000 years ago, with the advent of agricultural. The strong analogy between cultural and genetic evolution proposed by cultural evolution theory is based on the cultural properties of transmission of information through speech, writing, and other media, which mimics the genetic transmission of traits through DNA reproduction, and the selection among social institutions for those that confer benefits upon the groups that build them, which could shape cooperation over time through group cultural selection. Transmission of cultural information from person to person and over time involves norms, imitation, and learning. Thus, convergent research by social psychologists and cultural evolutionists could shed light on questions about how individual-level behaviors lead to changes at the level of populations.

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