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EconomicsThe Cornucopia of the CommonsOne Sentence Summary: Dan Bricklin examines ways to induce a pool of users to contribute to a commons without extra effort, using the architecture of the commons (as in Napster's default to sharing in the way download directories are available) and leveraging user's self-interest. Disciplines: Business Economics Sociology Findings:
Keywords: sharing economy peer production open source hierarchy communication Published in: O'Reilly and Associates, Inc. Date: March 2001 One Paragraph Summary: Dan Bricklin examines ways to induce a pool of users to contribute to a commons without extra effort, using the architecture of the commons (as in Napster's default to sharing in the way download directories are available) and leveraging user's self-interest. The key to understanding the success of Napster and other file-sharing technologies resides not in their 'peer-to-peer' nature but in the fact that they provide users with access to a database of desirable things and enable people to create a public good in the process of seeking their own interests. One Page Summary: Dan Bricklin examines ways to induce a pool of users to contribute to a commons without extra effort, using the architecture of the commons (as in Napster's default to sharing in the way download directories are available) and leveraging user's self-interest. The key to understanding the success of Napster and other file-sharing technologies resides not in their 'peer-to-peer' nature but in the fact that they provide users with access to a database of desirable things and enable people to create a public good in the process of seeking their own interests. Bricklin identifies three ways to fill a database: organized manual, organized mechanical, and volunteer manual. CDDB succeeded at motivating volunteer manual data entry because it leveraged the desire for users to have their data in the database so that CDDB-aware programs could access it, for example when a user would insert a CD into their computer. Bricklin calls this "harnessing the power of individual selfishness." Napster cleverly avoided manual data entry by automatically indexing anything in the user's 'Shared Music' directory. Thus "storing the copy in the shared music directory [was] a natural by-product of the user's work with the songs." Sharing is the default. This results in users "adding to the value of the database without doing any extra work." That Sneaky Exponential: Beyond Metcalfe's Law to the Power of Community BuildingOne Sentence Summary: Reed's Law states that communications networks that connect groups (as opposed to peers) create value that scales exponentially with network size. Disciplines: Computer Science Economics Findings:
Keywords: social capital sharing economy networks group forming networks cooperation communication One Paragraph Summary: Metcalfe's Law implies that the value of a communications network scales with the square of the number of peers that it connects (N*(N-1)) where N is the number of network access points. Reed's Law states that communications networks that connect groups (as opposed to peers) create value that scales exponentially with network size (based on the number (2^N-N-1) of non-trivial subsets that can be formed from N*(N-1) connected groups. Reed calls these networks Group-Forming Networks or GFNs. One Page Summary: Metcalfe's Law implies that the value of a communications network scales with the square of the number of peers that it connects (N*(N-1)) where N is the number of network access points. Reed's Law states that communications networks that connect groups (as opposed to peers) create value that scales exponentially with network size (based on the number (2^N-N-1) of non-trivial subsets that can be formed from N*(N-1) connected groups. Reed calls these networks Group-Forming Networks or GFNs. Reed poses the question of what exactly is value in this setting? Value in a network that provides a service to users (e.g., broadcast networks, amazon.com, content providers) is the value of that service to the customer. A communications network connects peers and value is the "value of potential connectivity for transactions". For example, customers in a telecommunications network find value in the possibility of connecting with 911. Thus, potential connectivity provides the option of transacting. GFN's provide the ability to create and join groups and the value that is provided is the ability to affiliate groups. For example, a business with a supply network has the potential of affiliating with other supply networks. Reed concludes that using Sarnoff, Metcalfe, and Reed's law, there are three categories of value that networks can provide: (1) broadcast transactions which are linear value aimed at individual users (i.e., services), (2) peer transactions which is square value from the facilitation of peer transactions, and (3) GFN transactions which are the exponential value from facilitating group affiliation. As the Internet has developed, there has been a scale-driven value shift of value based on content, followed by value based on size of membership, to value based on the best facilitation of group affiliation. Reed does not imply that any of these values replaces another, rather than all are a part of Internet value. Reed makes a very important point from this analysis. First, in real networks, the total price that is paid for transactions can only grow linearly because it is typically the case that consumers of value have money and attention that scale linearly with N. Reed calls this a saturation process and notes that if affects all types of value which implies that all three types value compete for the same resources. Once N grows sufficiently large, peer transactions will create more value for unit of network than broadcast transactions, and that GFN transactions will create more value per unit of network than either broadcast or peer transactions. Reed concludes that GFN transactions will out-compete the other categories in attention and return on investment. Social Science at 190 MPH on NASCAR's Biggest SpeedwaysOne Sentence Summary: NASCAR race draft line formations and dissolutions can serve as an example for cooperation and competition in other social domains. Disciplines: Economics Sociology Findings:
Keywords: group forming networks game theory cooperation complexity competition Published in: First Monday, Volume 5, Number 2 Date: February 2000 One Paragraph Summary: NASCAR drivers form and re-form into draft lines to take advantage of aerodynamic phenomena to gain an edge in competitions with other drivers who have basically equivalent automotive equipment. 'Draft partnerships' are necessary to get ahead; however, they must be abandoned strategically to win. Within a race, at high speeds, there is an ever-shifting pattern of cooperation and competition among rivals. This is a reflection of an important, desirable American trait: how to compete by doing a good job of cooperating. Essential to success in drafting are trust, acquired over time, and an effective communication support structure through networks of representatives (spotters). Complexity theory, social network analysis, and game theory are used to analyze the behaviors. The lessons are applied in other social domains. One Page Summary: NASCAR race draft line formations and dissolutions can serve as an example for cooperation and competition in other social domains. NASCAR drivers form and re-form into draft lines to take advantage of aerodynamic phenomena to gain an edge in competitions with other drivers who have basically equivalent automotive equipment. 'Draft partnerships' are necessary to get ahead; however, they must be abandoned strategically to win. Within a race, at high speeds, there is an ever-shifting pattern of cooperation and competition among rivals. This is a reflection of an important, desirable American trait: how to compete by doing a good job of cooperating. Essential to success in drafting are trust, acquired over time, and an effective communication support structure through networks of representatives (spotters). Complexity theory, social network analysis, and game theory are used to analyze the behaviors. The lessons are applied in other social domains. Communication via radio with intermediaries acting as agents (i.e., spotters) who negotiate with the intermediaries for other drivers is essential. Negotiations and deals need to be made rapidly. While deals may be cut before the race, most partnering emerges on the fly in consultation with spotters who have a larger picture of what's happening in the race. Interpersonal communication, dealmaking, and diplomatic skills may be as important as driving technique. Partnerships are formed with trusted collaborators/competitors. Reputations are gained over time. Betrayals are remembered for years. Veterans rarely want to partner with 'rookies'. Newcomers need to earn the confidence of the more experienced competitors. Social science theories can be used to analyze the draft line behaviors:
NASCAR drafting may be used as a metaphor in other domains. Examples cited include:
Six-Degrees: The Science of a Connected AgeOne Sentence Summary: Healthy social, technical, biological and professional networks are built on cooperative frameworks that enable them to quickly spread information and phenomena regardless of beneficial or malicious intent; this appears to be a deep structural characteristic of "small-world" or "scale-free" networks that have a relatively small number of hubs that enable extensive interconnectivity across large numbers of nodes. Disciplines: Biology Business Anthropology History Cultural Evolution Computer Science Technology Physics Economics Political Science Sociology Psychology Information Mathematics Findings:
Keywords: networks interdependence hierarchy group forming networks game theory evolution equilibrium cultural evolution cooperation communication Published in: Norton Press Date: 2003 One Paragraph Summary: Author Duncan Watts helped found the science of network theory. In Six Degrees he describes the evolution of the science. This narrative covers each step in the philosophical evolution to provide the reader with the context as well as the numbers behind the findings. Starting with Milgram's six-degrees studies from the 1950s as a base, they investigate the small-world problem and identify the mechanisms by which networks operate. They conclude that the solution to the small world problem reveals a series of balancing acts. Depending on context, people are either extremely connected or perceptually fragmented; networks are robust or fragile; and ambiguity can create opportunity or be a harbinger of a network's demise. One Page Summary: Six Degrees begins in the beginning. Stanley Milgram's initial small world studies are analyzed. His findings in seeing if a group of people in Nebraska can get a letter to someone in Massachusetts are scrutinized. Milgram left a puzzle. Mathematically, six degrees of separation can be shown and intuitively it is appealing. But do social networks actually work that way? Initially, Watts steps into the world of pure mathematic theory. Graph theory and random graphs are employed to build potential worlds in which connections can be made. These tools are detailed and their histories explained. Watts and his colleagues then take the science to new levels, by introducing sociology, epidemiology, economics, and business models into this new multi-disciplinary science. Immediately, each new field of study brings with it new insights into network dynamics. This convergence of disciplines reveals the social, transportation and technological networks that make up our world. These networks are, ultimately, made up of individuals. Individuals in turn relate back to the networks and define how they operate. Socially, people relate to their network by clustering. Clusters are logical organizations of network elements. In a social context, we might cluster in terms of a religion, a favorite author, a school we are attending or an affinity for a type of food. Some of these have very close physical distance, while others have a social distance with members spread out over a large area. Networks of this type are, to various extents, “scale-free” networks. If graphed these networks roughly follow a classic power law trend where the level of connectivity between two nodes in a network increases dramatically as more nodes are connected. Real-world scale-free networks tend to have highly connected hubs which rapidly, purposely, and efficiently transmit pertinent or pervasive content from one location to another. In social circles, these are networkers. In the airline network these are hub airports. In traffic they would be freeway interchanges. Due to this architecture, the Internet and modern air transport have combined to greatly decrease the role of proximity in our social networks. This has had great impacts on commerce, tourism, cultural sensitivity and other social factors. However, it has also led to great risks in the transmission of diseases, sensitivity to distant economic fluctuations, and rapid spread of misinformation. These dynamics create a type of network that Duncan calls simultaneously robust and vulnerable. Their strength and weakness is that, with rapid transmission from cluster to cluster, anything can move quickly from one location or group to another. He uses the example of Toyota, whose network of suppliers was organized in such a way as to quickly compensate for and recover from a potential economic catastrophe. Stable scale-free networks do not rely on a rigid hierarchy to provide direction in times of crisis. Rather, the structure of the network itself can rapidly respond to an unforeseen situation. Their network was arranged in such a way as to foster and reward communication. This communication helped cope with ambiguous or unplanned situations. Rather than paralyzing Toyota while people waited for a decision from a rigid hierarchy, the contractors in the network were able to analyze the calamity and provide a rapid response to it. As mentioned above, this robustness also rapidly transmits malicious content as well. The Melissa Virus, SARS and Ebola are analyzed to show why the network did or did not transmit them and, when it did, how they eventually died out. Watts ends this book by summarizing that the multidimensional nature of social distance is sometimes counterintuitive and subjective. People can feel close in a network sense to people they are physically distant from and, conversely, socially distant from people physically nearby. He continues by warning that social and physical distances have shrunk. People can quickly travel from place to place and economies are highly interdependent. The sheer number of dependencies in the modern world may yield surprising results from seemingly insignificant actions. He finishes by showing the stability of our networks with the example of how New York adapted to the 9-11 attacks. The City bounced back to semi-normal operations within a week. During the disaster, the best laid plans of emergency operations staff were scuttled by the utter unavailability of facilities and services designed to copy with disasters. The network will provide.
Silent Theft: the Private Plunder of our Common WealthOne Sentence Summary: Without a concerted effort against it, the trend of privatization and enclosure threatens to sacrifice the environmental, political, cultural, and information commons that communities rely on for their long-term health and prosperity. Disciplines: Business Law Economics Political Science Sociology Findings:
Keywords: public goods property rights privatization intellectual property hierarchy cooperation capitalism Published in: New York: Routledge Date: 2004 One Paragraph Summary: Enclosure limits social investment and environmental protection, encouraging short-term profits for the largest companies. Privatization only delivers a fraction of the benefit that commons provide for the public. The resources at stake include public lands, natural systems, government research, cultural traditions, historical knowledge, and the gift economies that can be found in academia, open-source movements, Internet groups or local communities. Enclosure supports monopolistic control of resources by large firms, working against consumer rights. Economic evaluations of the situation often ignore the sacrifices of enclosure because the time scale is too short or there is a moral impact that defies quantification. The imposition of market values in all spheres of public life threatens the public-minded ethic of gift economies by directing the attention of all parties towards money and property rights. Moves towards enclosure, like allowing firms to buy exclusive rights to portions of genetic codes or a water supply, undermine the intrinsic value of these resources to communities and stifles the competitive diversity that would ensure more efficient use. Sharing Nicely: On Shareable Goods and the Emergence of Sharing as a Modality of Economic ProductionOne Sentence Summary: Benkler defines a class of “shareable goods” whose use and distribution is more efficient under regimes that encourage sharing rather than through traditional markets. Disciplines: Law Economics Findings:
Keywords: intellectual property open source sharing economy Published in: First published in The Yale Law Journal, Vol. 114, pp. 273-358 Date: 2004 One Paragraph Summary: The class of “shareable goods” can be physical (e.g., excess capacity in an automobile or on a networked personal computer) or non-physical (e.g., intellectual property and wireless communication capabilities.) The characteristics of shareable goods lead Benkler to suggest the societal economic value of mechanisms encouraging sharing rather than exclusion as is traditional in market-based and state-controlled systems. He concludes with a discussion of the policy implications for technological innovation. One Page Summary: There is a class of “shareable goods” that systematically have excess capacity relative to the needs of their owners. The use of these goods is more efficiently harnessed and allocated through sharing relationships rather than secondary markets. These rival material resources are beginning to be shared in the production of both rival and non-rival goods. Examples include car-pooling and the pooling of excess processing capacity of personal computers connected to the Internet for decomposed computations in a variety of domains. Social sharing and exchange among individuals who are strangers or weakly related is an underappreciated modality of economic production that should exist alongside price-based and firm-based market production and state-based production. The sharing of physical goods is analogous to the sharing of labor in peer production (e.g., open source software). The goods that are amenable to sharing are “lumpy.” They deliver utility in discrete packages rather than continuously. Thus an automobile used in carpooling is purchased with a fixed number of seats; a PC has certain processing power, memory and storage. They have enough capacity to satisfy their owners, but more than is often needed. Shareable goods are also of “medium granularity”: granularity is a measure of the cost relative to the demand for them in and the wealth of a society. A locomotive or passenger plane is large grained virtually everywhere. An automobile or PC is mid-grained in the United States, but large grained in Bangladesh. Thirty years ago, computers were large grained all over the world. These goods are thus are large enough to satisfy the needs of their owners and inexpensive enough that one person can justify putting a unit into service given his ability and willingness to pay for it. They have an overcapacity on a aggregate basis. The motivations to share are often altruistic, but may also be financial or offer some other non-financial reward (e.g., access to high occupancy vehicle car pool lanes in the case of ad hoc ride sharing systems.) The provision of services through sharing is more efficient than traditional markets because of negligible transaction costs and the benefits of more direct information exchange: the needs of the end consumers are communicated more directly than in traditional markets. The analysis of the economic efficiency and value of shareable (physical) goods has implications for legal and legislative policy in other areas such as intellectual property and wireless communication. Current policy analysis, legal decisions, and legislation often disregarding and/or ignorant of the economic and social value of shareable goods, has tended to defend existing market-based production and distribution in support of increasingly outmoded centralized, capital intensive, industrial models of distribution (as opposed to production) of cultural media. These limiting decisions incorrectly assume that the role of market production is fixed rather than technologically contingent. How shareable goods are treated through legal, regulatory, and legislative policy has potentially crippling or conversely encouraging impact on the architecture of multi-media devices, communication networks, power distribution systems and on the production of cultural goods. Predicting the FutureOne Sentence Summary: The authors propose a market-based methodology, that accounts for public information, for predicting future outcomes using a small number of individuals participating in an imperfect information market and they verify the method demonstrating that predictions outperform the market and the best predictor in the group of participants. Disciplines: Economics Findings:
Keywords: cooperation public goods Published in: Information Systems Frontiers 5:1, 47-61 Date: 2003 One Paragraph Summary: Predicting future outcomes of uncertain events in social situations is difficult because information is dispersed and can be difficult to aggregate. Using the commonly held shared belief that markets efficiently collect and disseminate information, the authors propose and experimentally verify a methodology for "predicting future outcomes using a small number of individuals participating in an imperfect information market." This methodology includes a means to account for public information and experiments show that it outperforms both the market and the best predictor in the group of participants. The methodology is a two stage mechanism that: (1) extracts the risk attitudes of participants and their ability to predict a given outcome and uses this information to construct a non-linear aggregation function for the collective prediction of uncertain events; and (2) collects predictions from individuals about an uncertain event, rewards individuals for their accuracy, and uses the aggregation function to predict the outcome of the event. Public information will create strong correlations that must be taken into account during aggregation. Assuming public and private information that are truly public and private and that individual participants can differentiate between, the authors provide a mechanism for identifying public information within the group of participants and subtracting during aggregation. Paying for Public GoodsOne Sentence Summary: Scientific and technological developments such as the Human Genome Project, GNU/Linux, Global Positioning Satellite data, file-sharing distribution of music and cinema, the cost of drugs for global epidemics such as AIDS, has necessitated new models for paying for public goods, such as compulsory licensing, competitive intermediators, and nonprofit matching funds. Disciplines: Computer Science Economics Political Science Findings:
Keywords: intellectual property open source peer production public goods Published in: Code: Collaborative Ownership and the Digital Economy, Rishab Aiyer Ghosh, Ed., MIT Date: 2005 One Paragraph Summary: Public goods are those in which the marginal cost of sharing is zero, the cost of excluding others from benefiting from its use is high, and the use by an additional person does not diminish the availability of the good to others. Systems for allocating public goods are politically charged, since the price-market system does not work well and conflicting parties look to state mechanisms for protection of their interests. President Reagan made signals from Global Positioning Satellites freely available; published DNA sequences are deposited in a central databank, giving free and unrestricted use of the raw sequences to scientists; and the GNU/GPL makes Linux code available free of charge under certain conditions. The threat to intellectual property posed by digital file-sharing, the prohibitive cost of AIDS drugs in the developing world, the rights of indigenous peoples and sovereign nations to drugs derived from local plants and plant knowledge, have posed challenges to the intellectual property regimes enshrined in agreements by the World Intellectual Property Organization. Novel regimes for paying for public goods have been proposed in response to these challenges. Compulsory licensing for music, similar to that adopted by radio broadcast – with significant modifications for equitably distributing proceeds – is one proposal. Another proposal would make vital drugs available to nations who agree to pay a percentage of GNP for new drug development. A matching fund, administered by a nonprofit entity, has been proposed to bring funders and seekers together into a kind of eBay for public goods. Although none of these schemes appear to be the foolproof, universally agreeable, final word on the subject, they do demonstrate that new solutions to problems of public goods are possible. One Page Summary: "This chapter examines the problem of financing public goods in three settings. Two efforts combine a degree of state coercion in mandating funding, with a decentralized and competitive private sector model for allocating funds. The first is the problem of compensating artists in a world where the most efficient distribution systems are peer-to-peer file-sharing networks. The second concerns the problems of funding the development of new drugs and other medical inventions. Finally, a proposal for new intermediators to facilitate voluntary collective action to finance public goods is considered." Making DNA sequences centrally and freely available resulted in valuable innovations, such as the software tool BLAST that performs 500 trillion sequence comparisons annually. "In a series of workshops at New York and Banff, Canada, a group of artists, lawyers, and economists looked at practical issues of how a compulsory license might work, and like most such inquires, discussed how one might set or collect fees, with alternatives such as levies on purchases of computer equipment or bandwidth, or various systems for subscription services, based either upon a flat rate or the amount of downloaded music. Some thought the fees should be paid directly from general tax revenue. There was no group consensus about these issues, but there was an appreciation that it would be good to structure the fee so that it was in some sense free on the margin (similar to how one now pays for cable television or subscriber-based radio services), and that it would be a positive feature if listeners could freely experiment with unknown artists or music types, thus contributing to discovery, growth, and opportunities for new artists." How to allocate funds was not settled. Would some money be available to finance public goods that are not supported by the marketplace, such as experimental music or recording/archiving folk music? Should artists and studio musicians have a say? The workshops proposed that for part of artist compensation, intermediators would compete against each other and listeners could decide where to put their money. It was suggested that several experiments should be conducted and evaluated: "The Blur/Banff discussions were seeking to find a way that the listeners and artists could build a new social contract that would compete with and possibly replace t he current system of distributing and marketing music. It would seek to liberate the art from the consequences of marketing the art as a commodity. If the P2P model was successful, the expenditures on marketing would fall, and the greater share of resources would be available to artists themselves." Health care R&D, especially research into new drugs, poses another problem. Although government grants to scientific research through academic institutions supports fundamental research, drug development is carried out by pharmaceutical companies, whose patents enable them to repay the considerable development costs but the prices bear no relation to the cost of manufacture. The social dilemma balances the self-interest of the pharmaceutical companies who seek rents to justify lengthy and expensive development, and the needs of nations faced by epidemics such as AIDS whose citizens cannot afford access to commercially available drugs. WTO agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) requires all but least-developed economies to issue patens on medicines. "This suggests a potential modification to the TRIPS agreement to allow countries an alternative way to contribute to global health-care R&D by ensuring that a fixed fraction of their GDP is being spent on supporting health care R&D," releasing such countries from their obligation to allow patents that block generic drug manufacture. Systems for efficiently collecting funds, and how to use them to fund innovation without marketing monopolies are outstanding problems to be solved. Authors suggest competitive intermediators to "control the allocation of resources to companies and academics carrying out R&D, but not carry it out temselves (as this would be a conflict of interest). Instead each intermediator would concentrate on embracing the business model for resource allocation that it believed was the most efficient for drug development.." Prizes for R&D outputs, small grants, peer-reviewed open research projects are suggested. "Intermediates could also adopt "open" research agendas, since the ability to raise money would not be linked directly to product sales. If employers or individuals believed open research was more productive than proprietary R&D, more money would flow to open R&D projects." Consumers could possibly enjoy savings from reduction in marketing spending, which is a far larger component than R&D in pharmaceutical sales. Another model, developed in a 2002 Rockefeller dialogue on collective management of intellectual property goods, focuses on lowering transaction costs for voluntary financing for a wide range of public goods by creating a kind of eBay marketplace, matching seekers with philanthropies, individuals, and corporate entitites. "The Matching Funds proposal is to create a new institutional framework that would make it easier to match willing funders and willing suppliers of public goods. The institutional framework would be an intermediator called Matching Funds (MF). The role of MF would be to provide due diligence on proposals for new public goods, and if the review was positive, to list the projects for subscribers." The public could critique the proposal and suggest modifications. "Subscriptions would be binding commitments to fund the project if sufficient support for the project was forthcoming from the community of persons who wanted the project done." Nonzero: The Logic of Human DestinyOne Sentence Summary: Wright applied to the history of civilization the same game theory that Axelrod had used to explain biological and social phenomena, concluding (controversially), that humans throughout history have learned to play progressively more complex non-zero-sum games with the help of technologies like steam engines and algorithms and metatechnologies like money and constitutions. Disciplines: Biology Anthropology History Cultural Evolution Computer Science Technology Economics Political Science Sociology Findings:
Keywords: cooperation complexity cultural evolution non zero sum Published in: Pantheon Date: 1999 One Paragraph Summary: A zero-sum game is winner-take-all. For every winner there has to be a loser, Games like the Prisoner's Dilemma have more subtle gradations of reward and punishment. In some non-zero-sum games, all players benefit if they cooperate. More people playing more complex non-zero-sum games – and converting the result to positive sums -- create emergent effects like vibrant cities, bodies of knowledge, architectural masterpieces, marketplaces and public health systems. Wright wrote that: "cultural evolution has pushed society through several thresholds over the past 20,000 years. And now it is pushing society through another one." Starkly competitive zero-sum games co-exist with increasingly sophisticated non-zero sum games. We band together to bring down the big game, then fight over how to divide it. Suffering, injustice, disparities in wealth and opportunity exist, and at the same time, more people are more prosperous, healthy, and politically free than ever before. Wright asserts that the trajectory of cultural evolution points in a generally positive direction — the more people find that they can harvest personal benefits by investing trust and practicing cooperation, the more they will invest in cooperative enterprise and help others join the venture. One Page Summary: Humans have taken the cooperative arrangements that benefited organisms and species at the biological level to the cognitive and social levels: the capacity to play cooperative social games that benefit all was a driver of the evolution of human intellectual capacity; increased intellectual capacity manifested in both the concrete sphere of tool-making and the abstract sphere of social relationships. Once enhanced cognitive capabilities made complex social arrangements like status, reputation, gossip, persuasion, punishment, alliance possible, human social capacities became a tool for ratcheting up cooperative game-playing capacity. Certain technologies push human societies to reorganize at a higher level of cooperation. As an example, Wright offered the Shoshone, a Native American tribe that lived in a territory with no big game to hunt but an abundance of jackrabbits at certain times of year. Because of their stark environment, the Shoshone normally existed at a simple level of social organization, with every extended family foraging for itself. When the rabbits were running, however, the families banded together into a larger, closely coordinated group, to wield a tool too large for any one family to handle or maintain — a huge net. Working together with the net, the entire Shoshone hunting group can capture more protein per person than they could working apart. Wright declared that "The invention of such technologies — technologies that facilitate or encourage non-zero-sum interaction — is a reliable feature of cultural evolution everywhere. New technologies create new chances for positive sums, And people maneuver to seize those sums, and social structure changes as a result." Wright noted that people who interact with each other in mutually profitable ways are not always aware that they are cooperating; he cited evolutionary psychologists to assert that unconscious underpinnings of cooperation — like affection and indignation — are rooted in genetic traits: "… natural selection, via the evolution of 'reciprocal altruism' has built into us various impulses which, however warm and mushy they may feel, are designed for the cool, practical purpose of bringing beneficial exchange." "Among these impulses: generosity (if selective and sometimes wary); gratitude, and an attendant sense of obligation; a growing empathy for, and trust of, those who prove reliable reciprocators (also known as "friends"). These feelings, and the behaviors they fruitfully sponsor, are found in all cultures. And the reason, it appears, is that natural selection "recognized" non-zero-sum logic before people recognized it…Some degree of social structure is thus built into our genes." "In the intimate context of hunter-gatherer life, moral indignation works well as an anti-cheating technology. It leads you to withhold generosity from past nonreciprocators, thus insulating yourself from future exploitation; and all the grumbling you and others do about these cheaters leads people in general to give them the cold shoulder, so chronic cheating becomes a tough way to make a living. But as societies grow more complex, so that people exchange goods and services with people they don't see on a regular basis (if at all), this sort of mano-a-mano indignation won't suffice; new anti-cheating technologies are needed. And, as we'll see, they have materialized again and again — via cultural, not genetic, evolution." The cultural innovations that reorganize social interaction in light of new technologies are "social algorithms governing the uses of technology." Wright called these social methodologies "metatechnologies.". In the Middle Ages, the metatechnologies of capitalism — currency, banking, finance, insurance — pushed the hierarchical machinery of feudal society to transform into a new way of organizing social activity, the market. "The metatechnology of capitalism then combined currency and writing to unleash unprecedented social power." Wright claimed that the emerging merchant class pushed for democratic means of governance, not out of pure altruism, but in order to be free to buy and sell and make contracts. Throughout this process, powerful people always seek to protect and extend their power, but new technologies always create opportunities for power shifts, and at each stage from writing to Internet, more and more power decentralizes: "I mean that new information technologies in general — not just money and writing — very often decentralize power, and this fact is not graciously conceded by the powers that be. Hence a certain amount of history's turbulence, including some in the current era." Nature's Magic: Synergy In Evolution And the Fate of HumankindOne Sentence Summary: Synergies that convey advantages drive and accelerate biological and cultural evolution by providing a package of independent elements that confer benefits many times greater than those conferred by individual elements: in biology, synergies of independently evolved traits can lead to the development of the power of flight or the emergence of humans as the dominant species; in humans, complex, coordinated activity over sustained periods leverages the power of physical tools, cultural discoveries, and social organization. Disciplines: Biology Economics Findings:
Keywords: altruism bioeconomy cooperation cultural evolution ecology evolution game theory Published in: Cambridge University Press Date: 2003 One Paragraph Summary: The differential survival of packages of interdependent components, organisms, or people leads to the emergence of higher-level self-interests that transcend the interests of the parts and convey amplified benefits to the aggregation of components, from the symbiotic origins of mitochondria and chloroplasts to symbiotic microorganisms in the digestive systems of ruminants and humans, to social insects, to the evolutionary leap from tree-dwelling primates to savanna-dwelling humans. Cooperative synergies at the level of the cell, organism, species, and ecology have been central, not peripheral to the evolution of life. The evolution of human cultural traits such as social complexity, language, social foraging, the use of fire and cultural transmission of tool use and implement creation, settled agriculture, invention of technologies and symbolic communication of means for inventing technologies was both driven by synergies and necessitated new social arrangements that led to new synergies. Synergetic arrangements can be tested by removing any one element and observing whether the aggregate organism, ecology, or society can continue to exist without it. One Page Summary: Bacteria colonies that migrate and forage and form joint structures via chemical signaling, social insects that engage in joint problem solving behaviors via chemical signaling, symbiotic relationships between ruminants from termites to cattle with cellulose-digesting bacteria, Margulis' evidence for the symbiogenesis of mitochondria and hypthoses that flagella originated from the joining of free-swimming spirochetes with energy-producing but less-mobile microorganisms, the probably evolution of flight from a suite of synergistic functional changes, the emergence of protohumans are all cited by Corning as evidence that synergies play a central, not a peripheral role in evolution of complex life forms: "Synergy has played a key role in the progressive evolution of complex systems in nature. However, complexity is not an end in itself; it's a consequence of the innovations that produce more potent forms of synergy. Synergy is the 'driver.'" William E. Hamilton's papers on "The Genetical Evolution of Social Behavior" in 1964 formalized the neo-Darwinian explanation of altruistic behavior as conferring benefits on close kin, but Robert Trivers' 1964 "Evolution of Reciprocal Altruism" decoupled kinship, cooperation, and altruism by offering evidence that the helping organism acts with the assumption that low-cost, low-risk assistance to another now will be repaid later – reciprocity. Game theoretic models were driven to more realistically match human and biological behavior than Axelrod's and Hamilton's models when zoologist Martin Nowak and mathematician Karl Sigmund created "Pavlov," a Prisoner's Dilemma strategy based on "win-stay, lose-shift" that introduces punishment. Corning objects to inclusive fitness theory, reciprocal altruism, tit-for-tat as adequate explanatory frameworks because they exclude interactions that provide synergistic combined effects and are self-policing because they are interdependent – the way two oarsman are interdependent when trying to cross a river if they each have one oar. Corning claims "The intellectual fascination of the Prisoner's Dilemma game may have led us to overestimate its evolutionary importance." Rejecting single-cause "prime mover" hypotheses for either biological or cultural evolution, Corning lists "five maybe six distinct paths to cooperation and complexity in evolution:" altruism, reciprocity, functional interdependence, mutualism, and parasitism. In regard to humans, Corning points to specific probable synergistic packages that enabled proto-humans to evolve from tree-dwelling primates, for language to evolve as an adaptation on precursors, for hunting and gathering culture to dominate and spread, for fire use to be culturally maintained, and for settled agriculture to take root and replace nomadic foraging and hunting as the dominant human form of social organization. Asking how a small, lightweight primate that can't fly or run very fast, lacking natural defensive weapons, but having bipedal gait, manipulative hands, omnivorous digestive system and large brain managed to shift to an earthbound habitat, broaden its resource base, and expand its range, Corning proposes that "In a patchy but relatively abundant woodland environment that was also replete with predators, competitors , and sometimes hostile groups of conspecifics, group foraging and collective defense/offense was the most cost-effective strategy. There were immediate payoffs (synergies) for collective action that did not have to await the plodding pace of natural selection….There may well have been group selection, but it was not based on altruism. It involved what the economists call 'collective goods' or 'public goods.'" Corning agrees with Jared Diamond that the emergence of agricultural civilization, empires, and wars of conquest in the fertile crescent 10,000 years ago was due to what Diamond himself called a "package" of ecological circumstances and cultural inventions that worked together synergistically: domesticated, genetically altered plants and animals, draft animals, technologies for plowing, cutting, threshing, grinding, food transport and storage, cooking, processing hides and fibers, sewing, manufacturing tools of stone, bone, and wood, as well as access to reliable fresh water sources, abundant fuel, long-distance trade, and defense against raiders. As a result, ten to one hundred times more people can be fed from one acre than from hunting-gathering, and a settled lifestyle permitted a reduction of the spacing of births from a four year separation among nomads to two years, leading to rapid population growth. Corning cites contemporary examples of synergistic cultural evolution involving the creation of new forms of collective action, together with new toolsets. The Igorot people of the remote mountains of Luzon, in the Philippines, use a vast, elaborate, intricately constructed combination of terraces, dams, canals, and ponds to grow rice sustainably and with remarkable efficiency. It was originally thought that the system was thousands of years old, but anthropologist Charles Drucker turned up evidence indicating that lowlanders who had practiced slash-and-burn agriculture for millennia were forced to migrate to the highlands when Spanish invaders seized choice lowlands. The sustainable high yields of Igorot rice farming depends on constant replenishment of soil nitrogen in places where there is not a natural abundant supply. The Igorot use ponds of blue-green algae that live in symbiosis with the rice plants, receiving carbon dioxide from the rice in exchange for fixing nitrogen. In order to use and maintain this new, complex technological and ecological system the former slash-and-burn lowlanders had to invent a new social and political system involving the disciplined coordination of many family groups. The Great Basin Shoshone of North America, studied by Julian Steward in the 1930s, forage in very small family groups, with plants providing 80% of their calories. In winter, however, several families gather in larger camps near an abundant resource and trade information, teach each other skills, and find mates. During rabbit drives, groups of 75 or more coordinate efforts deploying nets hundreds of feet long. A division of labor is temporarily established between net holders and beaters, under the supervision of a temporary rabbit boss. Work by Gintis, Bowles, Fehr and Gächter indicate that strong reciprocity among humans is egoistic, not altruistic or cooperative, and depends on aggressive punishment of cheaters. This is related to work by Boyd and Richerson on group-serving norms of "fairness." Corning notes: "…the principle of fairness came to play a central role in reconciling conflicting claims of self-interest within the groups/bands/tribes that were indisipensable to our ancestors' survival and reproductive success over many thousands of generations." |
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