punishment

Is Strong Reciprocity a Maladaptation? On the Evolutionary Foundations of Human Altruism.

One Sentence Summary:
Evidence is cited that strong reciprocity (repaying cooperation and punishing defection, cheating, violation of fairness norms), which plays a role in the provision of public goods and contradicts theories of selfish actors, is neither a maladaptation, nor explained in an evolutionary context by kin selection, reciprocal altruism, indirect reciprocity, or costly signaling.
Disciplines:
Biology
Cultural Evolution
Computer Science
Political Science
Sociology
Findings:
  • Humans repay gifts and punish cheaters of cooperation and fairness norms, even in anonymous, one-shot encounters with genetically unrelated strangers (strong reciprocity) – contrary to theories that all humans are strictly rational and strictly self-interested actors -- and evidence suggests that the presence of a high number of strong reciprocators in human groups was an evolutionary advantage.
  • Strong reciprocity plays a decisive role in the production of public goods – strong reciprocity in the provision of public goods is enabled by the metanorm of altruistic punishment, which makes possible the maintenance of norms that are good for groups at a cost to individuals.
Keywords:
altruism
cooperation
evolution
prisoners dilemma
public goods
punishment
reciprocity
reputation
tit-for-tat
Author(s) / Editor(s):
Published in:
MIT Press in Cooperation with Dahlem University Press
Date:
2003
One Paragraph Summary:

Economic games that probe of human behavior (including games that allow punishment of cheaters and non-reciprocators), together with research by biologists, zoologists, and primatologists have delivered strong evidence that traditional assumptions of universally strictly egoistic (rationally self-interested) behavior are at least partially wrong: People repay gifts and punish cheaters, even at a cost to themselves, even among strangers in one-shot games where there is not possibility of reaping future repayment. This practice of "strong reciprocity" has been explained evolutionarily as a maladaptation. The authors of this survey marshal evidence that theories of kin selection (altruism on behalf of genetic relatives that provides reproductive advantage to those who share the altruist's genes), reciprocal altruism (gifts that are made with expectation of eventual repayment by the giftee), indirect reciprocity (gaining a reputation that could pay off in future encounters with other members of the group) costly signaling (acts that cost the actor, but which signal desirability of the signaler as a potential ally or mate) do not sufficiently explain strong reciprocity – and evidence that contradicts these theories as explanatory mechanisms. A cultural evolution hypothesis is proposed: groups that are not closely genetically related can gain survival advantage in competition with other groups if a disproportionate number of strong reciprocators are present – and the presence of strong reciprocators is only possible when cheaters are punished. At the same time, other selection pressures drive the presence of purely selfish humans. Both types coexist because they have coevolved in human cultural practice. The authors offer a beginning, not an ultimate answer, to questions about strong reciprocity, suggesting further research.

Evolution of Indirect Reciprocity

One Sentence Summary:
Cooperation through indirect reciprocity, captured by the phrase "I help you, someone else helps me", requires the evolution of reputations and communication of those reputations among the larger group (as in the human instinct to gossip), cognitive abilities beyond being able to identify relatives (required for kin selection) or the individuals who have cooperated with you in the past (required for direct reciprocity).
Disciplines:
Economics
Sociology
Psychology
Findings:
  • "The hypothesis that more information leads to more cooperation has been confirmed in experiments, which compare three information conditions. In one condition, players have no information about their co-players; in the second they are told about what their co-players have decided when last in the role of a donor; and in the third they also know about the score of the recipient of the co-player. We note that this is not always enough to decide whether a previous defection was justified or not. However, the additional knowledge did enhance cooperation."
  • "Indirect reciprocity is situated somewhere between direct reciprocity and public goods. On the one hand it is a game between two players only, the donor and the recipient, but on the other hand it has to be played within a larger group. Richard Alexander claimed that indirect reciprocity originates from direct reciprocity in the presence of interested audiences."
  • "It is easy to conceive that an organism experiences as 'good' or 'bad' anything that affects the organism's own reproductive fitness in a positive or negative sense. The step from there to judging, as 'good' or 'bad', actions between third parties, is not obvious. The same terms 'good' and 'bad' that are applied to pleasure and pain are also used for moral judgements: this linguistic quirk reveals an astonishing degree of empathy, and reflects highly developed faculties for cognition and abstraction."
  • Even a group of players with discriminating strategies can be sidetracked by imperfect transfer of reputation information, as in unfounded rumors or exaggeration: "if players have different views about the reputation of others, then errors in perception can undermine cooperation."
  • In empirical studies, discriminating players are sensitive to their own score: "players who justifiably refuse to donate to a defector show an increased tendency to provide donations in the following round, as if to make up for that refusal. This indicates that they expect their refusal to lower their score in the co-players' eyes and that they do not rely on the community's understanding."
Keywords:
agent-based model
altruism
assurance game
communication
cooperation
equilibrium
game theory
language
norms
prisoners dilemma
public goods
punishment
reciprocity
reputation
tit-for-tat
trust
Author(s) / Editor(s):
Published in:
Nature 437, 1291-1298
Date:
October 27, 2005
One Paragraph Summary:

Cooperation through indirect reciprocity, can be captured by the phrase "I help you, someone else helps me". Indirect reciprocity helps explain how cooperation is possible at all when economic transactions move beyond small villages where one can easily keep track of one's interactions with everyone else. The success of strategies of indirect reciprocity in empirical studies might be attributable to the fact that humans care so deeply not only about how they are treated, but about the results of interactions between third parties. This concern and the desire to communicate concerns, or gossip, might in turn be explained by evolutionary psychology and the benefits of cooperation in large groups, surpluses resulting from division of labor. To test strategies of indirect reciprocity no two players can interact more than once and the scores of players (the portion of times they have cooperated with others) must be visible. A player choosing a simple version of indirect reciprocity will only cooperate with those whose score is above a certain threshold. However, this player might be punishing another player using indirect reciprocity who has only interacted with defectors. "Effectively, discriminating players pay a cost for punishing bad co-players. Such a form of altruistic punishment can promote cooperation in the community, but at a cost to the punisher, and thus can be viewed as a social dilemma." A more sophisticated strategy would have a player discriminate between justified defection (defecting to punish someone who always defects) and unjustified defection (defecting regardless of the recipients reputation). This strategy avoids the case where a group of players who always cooperate is invaded by a group of players who always defect, but it requires the cognitive abilities to keep track of interactions that are far removed from one's own.

Altruistic Punishment in Humans

One Sentence Summary:
Altruistic punishment may be the glue that holds societies together - by distributing and internalizing policing of free-riding, solving the second-order social dilemma that is an obstacle to collective action.
Disciplines:
Political Science
Psychology
Findings:
  • Altruistic punishment is a cornerstone of cooperation theory, linking biological-evolutionary, psychological, and collective action elements. Free-riders are an obstacle to collective action, and organizing punishment for free-riders is itself a collective action problem (a "second order social dilemma"). Linking negative emotions to free-riders, thus making punishment a satisfying act, distributes the policing function through the society and internalizes the rule that makes more complex rules possible.
Keywords:
punishment
cooperation
altruism
Author(s) / Editor(s):
Published in:
Nature, 415, 137 - 140
Date:
January 10, 2002
One Paragraph Summary:

The evolutionary origins of human cooperation pose a puzzle - why do people so frequently cooperate with non-relatives, including people they are not likely to meet again? Existing theories for explaining the evolution of cooperation in a competitive environment include kin selection, reciprocal altruism, and costly signaling. Kin selection, performing altruistic acts at a cost to oneself but at the benefit of one's genes, does not explain non-familial cooperation. Reciprocal altruism does not explain generalized reciprocity, in which one performs altruistic acts for a member of a group, but not limited to actors who have specifically performed altruistic acts one one's behalf in the past. Signalling theory, which holds that altruistic acts enhance one's reputation and increase the chances of mating or useful alliances, does not explain human cooperation when reputation enhancement is not a factor. Using economic games like Prisoner's Dilemma, in which players were given the opportunity to punish free-riders from previous rounds at a cost to themselves, Fehr and Gachter show that cooperation flourishes when free-riders are punished, and that negative emotions toward free-riders "are the proximate mechanism behind altruistic punishment." These results suggest that future study of the evolution of human cooperation should include a strong focus on explaining altruistic punishment.

Measuring Social Norms and Preferences Using Experimental Games: A Guide for Social Scientists

One Sentence Summary:
In addition to self-interested behavior, various experimental games have been able to quantifiably demonstrate behavior with preferences for altruism, equality and reciprocity, reflections of a human dedication to social norms even at personal cost.
Disciplines:
Economics
Sociology
Psychology
Findings:
  • One benefit of game experiments is that they are relatively comparative across subject pools and cultures (at least as comparative as most qualitative experiments) and easily replicable.
  • Experimental evidence supports theories of "altruistic punishment," in which the visibility of punishment for free-riders increases the level of cooperation in a population.
  • Future social preferences theories should attempt to explain pro-social behavior with one model across multiple games and make predictions that can be tested and falsified.
  • Evolution equips people with the cognitive ability to learn social norms and resulting strategies rather than having them hard-wired into the brain. This enables humans to create institutions for generating public goods, even at the expense of individual contributors.
Keywords:
punishment
public goods
prisoners dilemma
game theory
equilibrium
assurance game
altruism
reciprocity
reputation
trust
Author(s) / Editor(s):
Published in:
Oxford University Press
Date:
2004
One Paragraph Summary:

The seven games explored here, ultimatum, public goods, dictator, prisoner's dilemma, trust, gift-exchange, and third party punishment, can be used both as metaphor to describe prototypical situations in the social world and as a tool to predict the behavior of players in the context of other players' likely actions. Data on the responses of real players can help guide the formation of successful and sustainable institutions for collective action. In a public goods game, for instance, contributions to the public good declined over repeated periods as cooperative players eventually became frustrated with an instigating group of free-riders. Once the structure of the game is altered to allow for punishment of free riders, the average contribution rises steeply to over 95 percent of the endowment. The actual rate of punishment does not have to be that high to generate this increase either; "the mere threat of punishment, and the memory of its sting from past punishments, is enough to induce potential free riders to cooperate."

One Page Summary:

The seven games explored here, ultimatum, public goods, dictator, prisoner's dilemma, trust, gift-exchange, and third party punishment, can be used both as metaphor to describe prototypical situations in the social world and as a tool to predict the behavior of players in the context of other players' likely actions. Data on the responses of real players can help guide the formation of successful and sustainable institutions for collective action. In a public goods game, for instance, contributions to the public good declined over repeated periods as cooperative players eventually became frustrated with an instigating group of free-riders. Once the structure of the game is altered to allow for punishment of free riders, the average contribution rises steeply to over 95 percent of the endowment. The actual rate of punishment does not have to be that high to generate this increase either; "the mere threat of punishment, and the memory of its sting from past punishments, is enough to induce potential free riders to cooperate."

Another alteration that increases cooperation is permitting communication. "Communication allows the conditional cooperators to coordinate on the cooperative outcome and it may also create a sense of group identity." In the trust game, an investor gives an amount to a trustee, which is tripled and the trustee can give any amount from all to nothing back to the investor. Positive reciprocity, a sense of obligation to repay trusting investors that arises in the trust game, is an important key to harnessing cooperation. Implicit social contracts built on the basis of positive reciprocity are cheaper to implement and can be more successful than explicit contracts.

The environment of our evolutionary adaptation can theoretically explain the origin of these preferences in repeated game settings. Evolution equips people with the cognitive ability to learn social norms and resulting strategies rather than having them hard-wired into the brain. This accords with the game theory conclusion that the best strategy depends on the structure of social relations and potential for norms to take hold and be effective.

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