privatization

Silent Theft: the Private Plunder of our Common Wealth

One Sentence Summary:
Without a concerted effort against it, the trend of privatization and enclosure threatens to sacrifice the environmental, political, cultural, and information commons that communities rely on for their long-term health and prosperity.
Disciplines:
Business
Law
Economics
Political Science
Sociology
Findings:
  • Excessive corporate control over information restricts the potential rewards of collaborative research ventures. New laws concerning the copyrights of digital files that favor privatization and corporate control defy the open decentralized paradigm from which the Internet emerged.
  • The dangers of total enclosure can be avoided if we no longer blame government intervention in all cases. Markets structured through government regulations and nursed with public-sector investment often end up being the most vigorous markets of all in the long-term.
Keywords:
public goods
property rights
privatization
intellectual property
hierarchy
cooperation
capitalism
Author(s) / Editor(s):
Published in:
New York: Routledge
Date:
2004
One Paragraph Summary:

Enclosure limits social investment and environmental protection, encouraging short-term profits for the largest companies. Privatization only delivers a fraction of the benefit that commons provide for the public. The resources at stake include public lands, natural systems, government research, cultural traditions, historical knowledge, and the gift economies that can be found in academia, open-source movements, Internet groups or local communities. Enclosure supports monopolistic control of resources by large firms, working against consumer rights. Economic evaluations of the situation often ignore the sacrifices of enclosure because the time scale is too short or there is a moral impact that defies quantification. The imposition of market values in all spheres of public life threatens the public-minded ethic of gift economies by directing the attention of all parties towards money and property rights. Moves towards enclosure, like allowing firms to buy exclusive rights to portions of genetic codes or a water supply, undermine the intrinsic value of these resources to communities and stifles the competitive diversity that would ensure more efficient use.

Reconceptualizing Collective Action in the Contemporary Media Environment

One Sentence Summary:
The changing nature of technologies of information and communication has presented a case for reconceptualizing collective action, using the principle of boundary-crossing between private and public domains.
Disciplines:
History
Technology
Sociology
Findings:
  • Collective action theory, traditionally conceptualised by Olson (1965), has illustrated a range of perspectives on collective action. By presenting the changing nature of technologies of information and communication, this paper argues for the need to reconceptualize collective action theory to accommodate the modern scenarios of collective action. It is important to note that by this rationale the authors do not intend to present a view that traditional accounts of collective action theory are wrong or inadequate. There are scenarios (even in the media environment of today) by which the traditional collective action theory accounts stand – and it is not within the scope of the paper to examine those accounts. Instead, this paper aims to argue that new forms of collective action have emerged, and collective action theory must be reconceptualized to accommodate them.
Keywords:
cooperation
evolution
group forming networks
interdependence
networks
open source
prisoners dilemma
privatization
public goods
Published in:
Communication Theory, Vol 15, No. 4, pp 365-388
Date:
November 2005
One Paragraph Summary:

The authors first present a traditional account of collective action theory, and more importantly the assumptions by which the theory was developed: the problem of “free riding” and the importance of formal organisation as a way to overcome this problem.


The authors very laudably present a number of scenarios challenging these assumptions. Mediated by technology, these contemporary examples demonstrate the changing nature of free-riding, organisations, and organising in the contemporary media environment. These changes ultimately build the case for reconceptualizing collective action theory based on the “nature of transitions between private and public domains”. This may appear, at first glance, to be an inadequate basis to account for the possible outcomes of collective action; but the authors argue that various forms of the private-public boundaries can take place. This basis is also based on the argument that "boundary-crossing phenomena lie at the heart of new forms of technology-based collective action, and they also form the general class of which the traditional free-riding decision is one special, albeit very important, subset."


Armed with this reconceptualized view, the paper validates this against a number of empirical examples and discusses also the technological, societal, and informational implications associated with this reframed view.

One Page Summary:

Recent years have seen a series of questions asking the applicability and usefulness of traditional collective action theory to certain contemporary phenomena. To name an example, Olson's (1965) proposition that small groups are more successful than larger ones in his account of collective action theory can now be widely contested with evidence from contemporary networks such as the highly successful Indymedia (a large network of journalists, writers, and everyday people organised around participatory media principles).

The paper first examines traditional collective action theory in relation to two central elements: the problem of free-riding and the importance of formal organisation as one important way to overcome it. The challenges presented by new uses of information and communication technologies address specifically to these fundamental elements.

A number of examples are presented, to drive the point that collective action theory has evolved or departed from its traditional concept especially with respect to free-riding (do I contribute or free-ride) and the role of, and dependence on organisation. Some examples are:

  1. “Battle in Seattle”, in which a far-flung network of groups «used e-mail, the Web, and chat rooms to engage in a largely self-organising protest against the policies of the World Trade Organisation» (pp 370).
  2. The International Campaign to Ban Landmines (ICBLM): «a core strength of the campaign, which still seems to be ill understood by many, has always been its loose structure» (pp. 370).
  3. «participating in various groups and public forums in which people's useful contributions emerge from an interactive process rather than the explicit pursuit of a goal» (pp 371).
  4. «posting information on a web page or weblog, contributing to discussion on an electronic bulletin board» (pp 372).
  5. Open source projects (pp 375).
  6. Spontaneously organised smart mobs (Rheingold, 2002) aimed at public goods (pp 376).

These examples effectively illustrate how the nature of free-riding, organisations, and organising have changed in the contemporary media environment. In the case of the problem of free-riding, the binary decision of whether one contributes or free-ride is no longer apparent. Instead, the individual frequently go back and forth through a process of interaction and negotiation for collective action. In many of these scenarios, decisions to free-ride or contribute can also no longer be easily discerned.

The rise of new technological and participatory media have also made communication methods that used to be exclusive to formal organisations, now available for individuals. Changing structures of organisation that are made possible by communication technologies have also resulted in the ability of social movements and groups to take on certain functions of formal organisations — even surpassing the possibilities of formal organisations. Again, the boundaries are blurred, «between traditional hierarchical forms and flexible network structures».

By studying these phenomena, collective action theory is now reframed using the principle of boundary-crossing between private and public. In this context, when an individual cross a boundary between private and public realms, and when this boundary is crossed by two or more people in conjunction with a public good, collective action is said to have occurred. This is a rich frame by which several scenarios in the current contemporary media environment can be accommodated:

  • the ease of transforming private discourse to public discourse, without any specific dependence on central organisation (e.g. private responses to an e-mail discussion which eventually becomes public)
  • The absence of a central organisation prompting people to share their email lists (transforming private domains into a public domain of collective action)
  • The Web as a vehicle for crossing boundaries (information that are privately created may one day become useful publicly)

The facilitation of private-public boundaries results in exchanges that could arguably advance collective action. Technologies that help to identify, for example, private interests, experiences, and acquaintance once identified as shared between people can prompt collective action. Other than permitting the constitution of pubic spheres around commons interests, this focus would also accommodate the continuum by which individuals and groups can easily move back and forth between private and public realms.

Further thoughts:

The notion of using the private-public boundary crossing as the principle to explain contemporary types of collective action is a very interesting one, especially in relation to the commons paradigm in the media environment. Such reconceptualization of collective action is also necessary, in light of the various types of convergence that the world is witnessing today. The convergence of technologies and growing interdependence between people and their uses of technologies, converging communities and organisations, and convergence in media as they continuously evolve over time.

Having said this, there is also a number of theories and constructs which I think would be very useful to study along with the work raised by this paper. For example, borrowing the lens of structuration theory (Giddens, 1986) to look at how the nature of technologies in use reflect the structural and agency properties of the private and public realms would enhance understandings around the social processes of these technologies (how technologies influence and are influenced by people). The theoretical constructs of the commons, such as the Prisoner's dilemma and the tragedy as conceived by Hardin (1968) would also be relevant to study with respect to the free-riding problem and the role of organisations raised by traditional collective action theory. And along with this paper, it may also be worthwhile to reframe the commons concept in light of the contemporary scenarios of the commons.

References

Bimber, B., Flanagin, A. J. and Stohl, C. (2005) Reconceptualizing Collective Action in the Contemporary Media Environment. Communication Theory, 15 (4), 365-388.

Giddens, A. (1986) The constitution of society: outline of the theory of structuration, University of California Press, Berkeley.

Hardin, G. (1968) The Tragedy of the Commons. Science, 62, 1243-1248

Rheingold, H. (2002) Smart mobs: the next social revolution, Perseus Books Group, Cambridge.

Common Resources and Institutional Sustainability

One Sentence Summary:
While existing studies on institutions for common-pool resource management have generated a relatively large number of universal design principles common to successful institutions, these principles apply to the institutions themselves; future research should include contextual factors of the resource, user group and external environment and focus on specific causal configurations of a more narrow range of interacting variables.
Disciplines:
Anthropology
Economics
Political Science
Sociology
Findings:
  • User-friendly institutional characteristics can be crucial to maintaining a commons, including choices that "encourage fairness in the allocation of benefits from the commons; grant autonomy to users for crafting, implementing, and enforcing institutional arrangements that they identify as being critical in managing resources; institutionalize low-cost mechanisms for adjudication of disputes; promote accountability of office holders to users; and create local-level incentives to develop substitutes."
  • The relation between group size and collective action is not as simple as often described. The impact of group size is affected by many other variables, including "productive technology of the collective good, its degree of excludability, jointness of supply, and the level of heterogeneity in the group."
  • Certain causal configurations of variables surrounding a commons might contradict the universal principles arrived at by sampling hundreds of long-standing institutions. For instance, unpredictability in the flow of benefits from a resource or group mobility might require the boundaries on the resource and group membership to be blurred enough to accommodate fluctuations.
  • The time is ripe for better design principles for institutions for collective action: "national governments in nearly all developing countries have turned to local-level common property institutions in the past decade as a new policy thrust to decentralize the governance of the environment."
Keywords:
capitalism
prisoners dilemma
privatization
property rights
public goods
Author(s) / Editor(s):
Published in:
National Academy Press
Date:
2002
One Paragraph Summary:

Empirical research has demonstrated that the "tragedy of the commons" is not inevitable when a group of people share a resource that can be depleted from overuse or underprovision. Ostrom's foundational research inductively uncovered design principles that tend to be present when institutions for collective action succeed in maintaining such resources. Recent research on institutional arrangements of common-pool resources has shown that there are more sustainable possibilities than just private property or state-owned arrangements. In drawing up facilitating conditions for commonly managed resources, however, researchers have not done more than select a list of universal characteristics from hundreds of successful cases. Research in this area should be redesigned to reach more predictive and explanatory conclusions about sustainable institutions. "Instead of focusing on lists of factors that apply to all commons institutions, it is likely more fruitful to focus on configurations of conditions that contribute to sustainability." Purposive sampling (sampling on the basis of a few relevant variables) and including the cases of failed common-pool management are more appropriate for testing theories of causal relationships and will expand the predictive power of conclusions beyond cases similar to the sample set. Studies of common property regimes would also be bolstered with more explicit consideration of contextual variables, including the type of resource, characteristics of the user group, and the wider social, physical and institutional environment, rather than just properties of the institution itself.

One Page Summary:

Social theorists of the late nineteenth century, such as Comte, Durkheim, Marx, Spencer, Tonnies and Weber, along with anthropologists of indigenous peoples have argued that with industrialization, modern societies will inevitably experience a decline in the norms that protect communal life. Throughout the twentieth century, in place of these norms, markets, states, and contractual obligations emerged as the appropriate means of dealing with common property. Nevertheless, recent scholarship on common property has shown that users are successful in distributing benefits "equitably, over long time periods, and with only limited efficiency losses." Three papers on the commons, by Wade (1994), Ostrom (1990), and Baland and Platteau (1996), have sought out facilitating conditions for sustainable common-property institutions, albeit through different empirical methods. Their overlapping principles are a good starting place for crafting successful institutions for collective action, but their work can also be used as a stepping ladder to more rigorous studies and predictive conclusions.

Wade argues that environmental risks help push people toward interdependence and defending their crucial commons. He also points to limited numbers of users who are not scattered over a large area, proximity between users and resource, clear boundaries of the user group and resource, easy detection of rule-breakers, graduated sanctions, low-cost exclusion technologies and recognition of local authority by central government as other facilitating conditions. These conditions are duplicated in much of the other literature on commons.

Ostrom lists eight design principles and qualifies sustainability on the legitimate acceptance of rules and obligations of the institution by subsequent generations of users. For her interests in long-term sustainability, Ostrom looks to successful long-standing institutions for her guiding principles, rather than starting with theoretical, causally-linked variables and then picking her sample. She cites as important principles, along with Wade, clear boundaries on user group and resource, homogeneity among users, locally-devised rules that are easy to implement, graduated sanctions and recognition from the central government.

Baland and Platteau confirm that regulated common property systems can be just as efficient as private property systems. They list principles that overlap with those mentioned above, also including past experiences of cooperation, external aid and strong leadership. They do not delve into how different factors might interact with each other, but instead list them as facilitating conditions in general.

Missing from the three articles is extensive attention to resource characteristics. For example, climatic information would be a significant factor in possibility of regeneration of an agricultural resource and the migratory patterns of a herd would be serious limiting factor for its local management. Small group size might not be a facilitating condition in certain situations, considering the "mobility of the resource, and volatility and unpredictability in the flow of benefits from a resource." Contextual factors like demographic conditions or local market demands, while not emphasized in any of the three articles, can be crucial factors in the viability of a commonly managed resource.

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