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normsWhen Push comes To Pull: The New Economy and Culture of Networking TechnologyOne Sentence Summary: Information and communication technology innovation have begun to transform commercial business and social institutions from a "push" technology approach (hierarchical "center out"), to a "pull" technology approach (networked -based and decentralized). This poses new challenges to social, political, and educational systems that are largely designed to support "push" economies. Disciplines: Business Law History Cultural Evolution Technology Economics Political Science Sociology Findings:
Keywords: capitalism communication complexity cooperation cultural evolution group forming networks hierarchy intellectual property interdependence networks norms open source property rights reciprocity reputation social capital trust Published in: The Aspen Institute Date: 2006 One Paragraph Summary: Over the past 25+ years, change that has usually originated with technological innovation has led to new products, services, and human behavior patterns. These changes are reflected in business and industry, and the way that people entertain, govern, educate, and socialize among themselves. The change is from a centralized, command and control, bureaucratic, broadcast way of organizing, that tries to anticipate and create demand, to a decentralized and highly networked system that shares information about overall network performance and best practices among it's network, and meets local and specialized needs. One Page Summary: This paper is a summary of an Aspen Institute sponsored in-depth roundtable session, written from the perspective of one informed conference observer (Bollier). The participants are leading thinkers in the many complex areas this paper covers (economics, systems theory, human behavior, human futures, information technology evolution, etc) and are listed on page 57. A selection of their key insights shared in the paper are listed below: A "push" economy is geared towards mass production, anticipating consumer demand, and routing resources to the right place at the right time, to create standardized and mass produced products. By contrast, a "pull" economy is based on open, flexible production platforms that are used to orchestrate a broad range of resources. Instead of producing standardized products, "pull" model companies are demand-driven, and assemble products in customized ways that serve specialized or local needs, usually using "rapid" or "on the fly" processes. Several global corporations are moving towards "pull" methods, and away from "push" models; ie., Toyota, Dell, Cisco, Li & Fung. These companies employ different variations of Value Network models, that share information about overall network performance and best practices for serving specialized needs, among hundreds or even thousands of partner companies that make up the network. This creates an intra-network knowledge commons. Some companies also work closely with Open Source Software projects, thereby expanding their "pull" network, and expanding their knowledge commons into a broader Open Commons via Open Source Software project contributions. Thus, "pull" business models also tend to be Network Value-Increasing, and Commons-based business models as well. "Pull" models can also be platforms for creating "increasing returns dynamics." This is due to "pull" models being based around loose and flexible networks that are already configured to scale as growth occurs. So, growth does not incur the huge overhead costs in administration that "push" models must contend with. Pull platform key characteristics include modular and loosely-coupled networks, open channels that better harness the passion and commitment of innovation communities. "Pull" platforms also will tend to influence public policy with regards to education and innovation, as more companies tend to gravitate towards the "pull" models. The areas where "push" models tend to succeed in business are in areas where people do not know what they want, and prefer to shop from pre-made selections (Ikea, Home Depot). However, there are even "pull" models to found here, in the form of user-driven innovation, such as mountain biking, extreme skiing, hot rodding, etc. In these pro-amateur niches, customers don't necessarily know what they want, but do want to be a participant in the "pull" network that creates the product. How do you tax a product that is made in 23 different countries? "Pull" models are going to change the way that governments create policy as more companies gravitate toward them. This will influence laws about intellectual property, education, taxation and more. "Pull" economies are not just centered around finding creative ways to "outsource/offshore jobs" away from one place and to the places where "labor" is "cheaper". Successful "pull" models have encouraged and aided "insourcing", where more jobs are created, for instance in the United States by "foreign sources (a total of 7 million cited by this paper), than are out sourced (a total of 600,000+ cited by this paper). This is because pull models seek out, not just the "cheapest" labor, but the best ways to add value to the production networks. So, they can scale to many participants around the world, regardless of local labor costs, to find the best participants needed for specific specialized productions. The social dynamics of "pull" models are highly centered around creating relationships of trust, sharing knowledge, and close cooperation among network participants. In "pull" models, non-market value creation (tacit knowledge, intangible value) is generally steered towards a commons-based model. A commons is used as a "collective governance regime for managing shared resources sustainably and equitably." Many of these commons are made possible by networked information technologies (the internet). Bollier suggests that "if online commons are going to be useful to business, companies will need to do more work to develop protocols for identity and reputation management". This is because the use of the commons is based around trust. It also due to the need for ways to measure qualitative value in intangible assets beyond money, like knowledge, individual performance and value multiplication, and network wide performance/value multiplication. Roundtable participants also noted that "pull" models will pose challenges to current education regimes that are centered around training people to participate in "push" economies. One of the participants mentions that " Computers, software tools, and Internet resources make possible some radically new styles of learning. By using pull-based systems, students can function much like businesses in the pull environment: They can access resources they don't control and put themselves into flows of activity, rather than just building inventories of static, objectified "knowledge."
The Logic of Collective Action: Public Goods and the Theory of GroupsOne Sentence Summary: Rational, self-interested individuals in large groups need a positive incentive or negative sanction delivered through institutional arrangements in order to provide themselves a collective good; in small groups the collective good itself can be incentive enough for individuals to cooperate. Disciplines: Economics Political Science Sociology Findings:
Keywords: cooperation group forming networks norms public goods Published in: Harvard University Press Date: 1965 One Paragraph Summary: Common or public goods are those which if consumed by one member of a group, cannot be feasibly withheld from other members. Large groups require some kind of selective sanction or incentive apart from the benefit of the public good itself for individuals to contribute their own time and resources to maintaining a formal organization. The selective aspect of sanctions or incentives indicates that institutions recognize and treat differently those who do not contribute to the public good. Organizations frequently fail to provide public goods on the most optimal scale, because all self-interested individuals try to sacrifice as little of themselves as possible to still gain access to the good. Because groups cannot benefit from fractional quantities of regulating organizations, there is also a necessary minimal cost of maintenance associated with the formation of formal organizations. The Evolution of CooperationOne Sentence Summary: "The objective of this enterprise is to develop a theory of cooperation that can be used to discover what is necessary for cooperation to emerge." Disciplines: Political Science Sociology Findings:
Keywords: assurance game agent-based model communication cooperation norms prisoners dilemma reciprocity reputation security tit-for-tat trust Published in: Basic Books Date: August 1, 1985 One Paragraph Summary: Why do people (or other actors) cooperate? "The objective of this enterprise is to develop a theory of cooperation that can be used to discover what is necessary for cooperation to emerge." It uses the Prisoner's Dilemma as a framework for testing theories about balancing self-interest and competition. One Page Summary: Chapter 1, The Problem of Cooperation. Why do people (or other actors) cooperate? "The objective of this enterprise is to develop a theory of cooperation that can be used to discover what is necessary for cooperation to emerge." It uses the Prisoner's Dilemma as a framework for testing theories about balancing self-interest and competition. "In the Prisoners' Dilemma, the strategy that works best depends directly on what strategy the other player is using and, in particular, on whether this strategy leaves room for the development of mutual cooperation." Chapter 2, TIT FOR TAT. "The iterated Prisoners' Dilemma has become the E. Coli of social psychology," yet people have not paid much attention to how to play the game well. Axelrod organized a computer tournament to which people familiar with PD submitted programs encoding different strategies. The winner was one of the simplest, TIT FOR TAT. Axelrod then constructed an environment in which different programs competed, and the losing programs were eliminated: this was an ecology that rewarded high scoring programs, and punished others. "This process simulates survival of the fittest. A rule that is successful on average with the current distribution of rules in the population will become an even larger proportion of the environment of the other rules in the next generation. At first, a rule that is successful with all sorts of rules will proliferate, but later as the unsuccessful rules disappear, success requires good performance with other successful rules." In other words, the competition gets tougher. "The analysis of the tournament results indicate that there is a lot to be learned about coping in an environment of mutual power. Even expert strategists from political science, sociology, economics, psychology, and mathematics made the systematic errors of being too competitive for their own good, not being forgiving enough, and being too pessimistic about the responsiveness of the other side." The tournaments reveal that "there is a single property which distinguishes the relatively high-scoring entries from the relatively low-scoring entries. This is the property of being nice, which is to say never being the first to defect." TIT FOR TAT's rules for success:
Chapter 4, Trench Warfare. During World War I, "live and let live" arrangements emerged spontaneously between opposing units on the Western Front. Cooperation could take hold because "the same small units faced each other in immobile sectors for extended periods of time." Consequently, they had a more sustained relationship than in mobile warfare, and could develop commonly-understood rules, reciprocity and restraint in attacks, displays of strength (e.g., snipers shooting at hard targets)as well as ethics (recognition that there was an arrangement and violating it was immoral) and rituals (e.g., regular artillery firing). "Cooperation first emerged spontaneously in a variety of contexts, such as restraint in attacking the distribution of enemy rations, a pause during the first Christmas in the trenches, and a slow resumption of fighting after bad weather made sustained combat almost impossible. These restraints quickly evolved into clear patterns of mutually understood behavior, such as two-for-one or three-for-one retaliation for actions that were taken to be unacceptable." Chapter 6, How to Choose Effectively. Four suggestions about how to do well in PD:
Chapter 7, How to Promote Cooperation. Promoting cooperation can be thought of as an exercise in tinkering with the variables in a PD. "As long as the interaction is not iterated, cooperation is very difficult. That is why an important way to promote cooperation is to arrange that the same two individuals will meet each other again, be able to recognize each other from the past, and to recall how the other has behaved until now."
Chapter 8, The Social Structure of Cooperation.
Chapter 9, The Robustness of Reciprocity.
Smart Mobs: The Next Social RevolutionOne Sentence Summary: Smart mobs emerge when communication and computing technologies amplify human talents for cooperation and collective action of both beneficial and destructive kinds. Disciplines: Business Computer Science Technology Political Science Sociology Information Findings:
Keywords: norms networks group forming networks cultural evolution cooperation civil society Published in: Perseus Books Date: 2002 One Paragraph Summary: The technologies that make smart mobs possible are mobile communication devices and pervasive computing - inexpensive microprocessors embedded in everyday objects and environments. Already, governments have fallen, youth subcultures have blossomed from Asia to Scandinavia, new industries have been born and older industries have launched counterattacks. The people who make up smart mobs cooperate in ways never before possible because they carry devices that possess both communication and computing capabilities. Just as speech, the alphabet, and other powerful media enabled humans to organize collective action in new ways, with people they weren't able to organize before, in places, scales, and paces they weren't able to organize before, the multimedia, wireless, high-speed, and computationally powerful devices that billions of people carry today are making possible new social, cultural, economic, and political forms of collective action. One Page Summary: Technology, history, and social impacts of technology are most often framed in terms of hardware, software, and finance, but communication technologies have the potential to change the way people think, communicate, and organize social groups. These impacts are sometimes framed by Moore's law (microprocessors and chips grow more powerful and less expensive over time), Metcalfe's law (the value of a technical network grows as the square of the number of nodes grows) and Reed's Law (when technical networks enable people to form social groups, the value of the network grows as two raised to the power of the number of nodes - much faster than just the rate of growth of technical networks). The group-formation enabled by the Internet makes it possible for people who don't know each other and who are located in different parts of the world to connect with each other in regard to shared interests - economic, social, cultural, and political. When communication technology enables people to organize collective action in these spheres, civilizations change. Now that the power of computing and communication has untethered from the desktop and leaped into billions of pockets, the forms of collective action are erupting in places and spheres of life where computation and communication had never reached before. At the point where billions of people have access to personal communications and the instant information that the Internet provides, the aspects of cooperation and collective action discussed by Axelrod, Ostrom, and others comes into play - the capabilities of the emerging mobile mediasphere enable forms of collective action that were not possible before. Moore's law means that the quantitative capabilities of chip-based devices grow so quickly that they translate into qualitative changes over periods of decades; today, billions of people carry devices that are thousands of times more powerful than the first personal computers, and cost a fraction of the price. At the same time, the users of these devices discover and exploit communication capabilities, social potential, political leverage, economic opportunities that were not dreamed of by those who designed, manufactured and sold the technologies. The technologies that make smart mobs possible are in the earliest stages of development, similar to the state of the personal computer in 1980 and the Internet in 1990. Yet the political demonstrations and electoral leverage that manifested in the Philippines, Korea, Spain, the USA and elsewhere - deposing governments and electing others - show the potentially disruptive power of smart mobs, even in their earliest stages. At the same time, primitive ad-hoc computation collectives such as SETI@home and folding@home indicate new forms of computing emerging from the collective, voluntary efforts of millions of computer users. And GPS chips add the power of location-based services to the mix: people are mobilizing social networks and information in the immediate time and space. Economically, the ability to gain profit by sharing with others, rather than only by competing - as manifested by Amazon, Google, eBay, open source software and other enterprises - is making a new kind of economic enterprise possible. Commerce is ancient, markets are as old as the crossroads, but capitalism is only about 500 years old, enabled by technologies such as joint stock ownership companies, shared liability insurance organizations, double entry bookkeeping. Now, the peer production methods exhibited by open source communities and other enterprises hint that humans have not stopped inventing new forms of economic collective action. Making Democracy Work: Civic Traditions in Modern ItalyOne Sentence Summary: Studying comparative levels of citizens' satisfaction with civic institutions when Italy instituted regional government made possible a multi-decade study that revealed how centuries-old norms of trust, reciprocity, and social networks among the inhabitants of regions led to high levels of civic and economic success, while the absence of rich lateral ties predicted lower levels of success and satisfaction in other regions. Disciplines: Political Science Sociology Findings:
Keywords: capitalism civil society cooperation democracy interdependence social capital trust norms Published in: Princeton University Press Date: 1993 One Paragraph Summary: In 1970, the Italian government created regional governments, enabling Putnam et. al. to conduct a multi-decade study of how the citizens of different regions responded, how successfully the new institutions worked for them, and how the success of institutions and citizen satisfaction related to other aspects of civic life in the regions. The researchers found that regions with civic traditions of horizontal communication among citizens, informal associations (e.g., choral societies, soccer teams, bird-watching clubs), and social networks of trust and reciprocity created more successful institutions, generated healthier economies, and the citizens were generally more satisfied with the new government institutions. Regions that lacked such civic traditions but had a history of vertical patron-client relationships and lateral mistrust and lacked informal secondary associations resulted in both poor economic performance and low levels of satisfaction with the new government institutions. One Page Summary: When the Italian government created regional governments in 1970, a multi-decade study of levels of citizen satisfaction with these new institutions revealed that regions with norms of trust and reciprocity derived from centuries of horizontal voluntary association were both economically and politically more successful than regions that lacked dense networks of civic association and relied on patron-client relationships rather than horizontal citizen associations: "Some regions of Italy, we discover, are blessed with vibrant networks and norms of civic engagement, while others are cursed with vertically structured politics, a social life of fragmentation and isolation, and a culture of distrust. These differences in civic life turn out to play a key role in explaining institutional success." Machiavelli, writing in 16th century Florence, concluded that the success of free institutions depends on the "civic virtue" of citizens. This republican school of civic humanists was countered successfully by the liberal emphasis of Hobbes and Locke on individualism and individual rights. The U.S. constitution was designed to make democracy work with a factionalized, unvirtuous citizenry. More recently, American political philosophy has rediscovered civic humanism, harking back to John Winthrop's "city set upon a hill" sermon. Civic communities are bound by horizontal relationships of reciprocity among citizens, not vertical relations of authority and dependency. "Fabrics of trust enable the civic community more easily to surmount what economists call 'opportunism,' in which shared interests are unrealized because each individual, acting in wary isolation, has an incentive to defect from collective action." Participation in civic organizations trains people in cooperation skills and strengthens a sense of shared responsibility. Citizens who belong to many different groups tend to moderate their attitudes as a result of their exposure to group interactions. These groups don't have to be political: choral societies and soccer clubs knit people together socially and culturally, but the bonds of trust and social networks serve as effective vectors for economic and political activity. In regions that lack networks of civic engagement and widespread norms of trust and reciprocity, citizens have to resort to hierarchy and force to resolve conflict, but even hierarchical law enforcement organizations prove less effective with a mistrustful citizenry. "Light-touch" government in more civic regions works better because it is aided by willing cooperation and self-enforcement among citizens. The Northern Italian cities – Genoa, Pisa, Venice, and later Florence – took off in the 11th and 12th centrues in part because the contract and extension of credit were new legal strategies for creating partnerships and raising capital: "In the new practices and organization of business activity, risks were minimized, whereas opportunities for cooperation and profit were enhanced." As Europe emerged from feudalism, the bonds of personal dependence (lord-vassal) grew weaker in the northern regions, but in the south of Italy they became stronger. Northern populations learned to be citizens, southern populations remained subjects. "In the cities, a horizontal arrangement emerged, characterized by cooperation among equals." The guild, confraternity, university, and the commune – a guild of guilds – reflected the new ideals in new institutions. Mutual aid societies flourished in pre-unification Italy (circa 1850),-- pragmatic institutions in which cooperation conveyed benefits upon contributing individuals in a changing society. Italian cooperatives grew out of the mutual aid societies. "Networks facilitate flows of information about technological developments, about the creditworthiness of would-be entrepreneurs…. Innovation depends on 'continual informal interaction in cafes and bars and on the street.'" Social networks allow trust to spread transitively. Trust increases through use and becomes depleted if not used. Social capital, unlike conventional capital, is a public good, not the property of any of the individuals who benefit from it, and must often be produced as a by-product of other social activities. "Norms are inculcated by modeling and socialization (including civic education) and by sanctions." Norms that support social trust evolve because they lower transaction costs and facilitate cooperation, conferring benefits upon cooperators. Reciprocity is the most important norm, and can be balanced (or specific – the quid-pro-quo) or generalized (diffuse). Communities in which the norm of diffuse reciprocity is high can more efficiently restrain free-riding and more easily resolve collective action problems. Networks of civic engagement increase the potential cost to defectors who risk benefits from future transaction. The same networks foster norms of reciprocity that are reinforced by the networks of relationships in which reputation is both valued and discussed. The same social networks facilitate the flow of reputational information. "The civic traditions of Northern Italy provide a historical repertoire of forms of collaboration that, having proved their worth in the past, are available to citizens for addressing new problems of collective acdtion. Mutual aid societies were built on the razed foundations of the old guilds, and cooperatives and mass political parties then drew on the experience of the mutual aid societies." "Stocks of social capital (trust, norms, networks), tend to be self-reinforcing and cumulative. Virtuous circles result in social equilibria with high levels of cooperation, trust, reciprocity, civic engagement, and collective well being. These traits define the civic community. Conversely, the absence of these traits in the uncivic community is also self-reinforcing. Defection, distrust, shirking, exploitation, isolation, disorder, and stagnation intensify one another in a suffocating miasma of vicious circles. This argument suggests that there may be at least two broad equilibria toward which all societies that face problems of collective action (that is, all societies) tend to evolve and which, once attained, tend to be self-reinforcing." Governing The Commons: The Evolution of Institutions for Collective ActionOne Sentence Summary: Any group that attempts to manage a common resource (e.g., aquifers, judicial systems, pastures) for optimal sustainable production must solve a set of problems in order to create institutions for collective action; there is some evidence that following a small set of design principles in creating these institutions can overcome these problems. Disciplines: Law History Economics Political Science Sociology Findings:
Keywords: public goods prisoners dilemma norms cooperation Published in: Cambridge University Press Date: 1990 One Paragraph Summary: Civilizations are institutions built on institutions built on institutions for collective action: empires and democracies, science and capitalism are the result of the evolution of institutions for collective action. Until recently, people who have learned to managed common resources have focused on the immediate problems of irrigation or grazing, not on the abstract dynamics of making agreements about solving those problems. One of the key findings of sociologists about successful management of common pool resource systems is that foremost among the necessities for success are good communication among the appropriators of resources and the widespread circulation of accurate knowledge about institutional frameworks, individual compliance behavior (reputation), and the ongoing state of the resource. Groups that learn to solve complex nested collective action dilemmas can harness more resources and create a larger pool of wealth, spread more widely, than groups that fail - in fact, in examples like the aggregation of knowledge through public science, the resource grows best when spread widely. Understanding the underlying design principles for successful collective action institutions can make the difference between success and failure in practice in a very wide range of environments, from forestry to urban transportation systems. One Page Summary: DefinitionsThe commons is a general term for shared resources in which each stakeholder has an equal interest. Studies on the commons include the information commons with issues about public knowledge, the public domain, open science, and the free exchange of ideas -- all issues at the core of a direct democracy. Common-pool resources (CPRs) are natural or human-made resources where one person's use subtracts from another's use and where it is often necessary, but difficult and costly, to exclude other users outside the group from using the resource.. The majority of the CPR research to date has been in the areas of fisheries, forests, grazing systems, wildlife, water resources, irrigation systems, agriculture, land tenure and use, social organization, theory (social dilemmas, game theory, experimental economics, etc.), and global commons (climate change, air pollution, transboundary disputes, etc.), but CPR's can also include the broadcast spectrum. IssuesWhenever a group of people depend on a resource that everybody uses but nobody owns, and where one person's use effects another person's ability to use the resource, either the population fails to provide the resource, overconsumes and/or fails to replenish it, or they construct an institution for undertaking and managing collective action. The common pool resource (CPR) can be a fishery, a grazing ground, the Internet, the electromagnetic spectrum, a park, the air, scientific knowledge. The institution can be a body of informal norms that are disseminated by word of mouth, enforced by gossip or religious stricture, and passed from one generation to another, or a body of formal written laws that are enforced by state agencies, or a marketplace that treats the resource as private property, or a mixture of these forms. In the real world of fishing grounds and wireless competition, CPR institutions that succeed are those that survive, and those that fail sometimes cause the resource to disappear (e.g., salmon in the Pacific Northwest). Elinor Ostrom's founding role in the evolution of an interdiscipline of cooperation studies grew from her challenge to currently accepted wisdom about institutions for collective action, her careful inductive examination of empirical studies of common pool resource management, and her insistence on interdisciplinary analysis. The dynamics she uncovered in her research - seven principles common to most successful, enduring common pool resource arrangements - are the starting point for anyone who wants to know how careful theoretical and experimental work can provide practical guidance for policy.
In a 1986 lecture, Elinor Ostrom challenged the inexorable inevitability of Hardin's tragedy, noting that the situation described in Garrett Hardin's classic 1968 paper "The Tragedy of the Commons" has "the same underlying structure as the decision facing each prisoner in the so-called Prisoner's dilemma game." She also wrote:
In her 1986 lecture, Ostrom emphasized the connection between the tragedy of the commons and the Prisoner's Dilemma game, but had the scientific curiosity to inquire whether tragically locked-in Prisoner's Dilemma strategies actually constrained human choice in all cases where humans have documented their use of common pool resources - she shrewdly understand that the cases in which people overcame the barriers to collective action are as important as the cases in which they fail:
Ostrom argued from well-documented cases of informal institutions that had evolved into formal if localized arrangements, sometimes lasting for centuries, that groups could evolve effective institutions without externally coercive authority - if they could solve the "common set of problems." The design principles that Ostrom extracted from cases of successful CPR management turned out to be missing from most of the cases of failed CPR management she investigated - evidence that these design principles are clues to solutions to the problems preventing collective action in many instances. Ostrom argued forcefully that neither direct intervention by the state nor total privatization are necessary for people to evolve successful institutions - although state-provided courts lower the costs of creating the institutions, and the market value of well-managed CPRs provides strong incentive to create, agree, and maintain such arrangements. ConclusionsOstrom claims that "all efforts to organize collective action, whether by an external ruler, an entrepreneur, or a set of principals who wish to gain collective benefits, must address a common set of problems." These problems are "coping with free-riding, solving commitment problems, arranging for the supply of new institutions, and monitoring individual compliance with sets of rules." Ostrom found that groups that are able to organize and govern their behavior successfully are marked by the following design principles:
Factors Influencing Cooperation in Commons Dilemmas: A Review of Experimental Psychological ResearchOne Sentence Summary: While much of the economic research of commons dilemmas has explored the big-picture effects of rules, institutions, and payoff structures on cooperative behavior, experimental psychological research has uncovered crucial factors of its own, suggesting that the best commons institutions of the future will seek the best fit between top-down institutional rules and the bottom-up individual psychological effects. Disciplines: Psychology Findings:
Keywords: altruism communication cooperation emotion norms reputation trust Published in: National Academy Press Date: 2002 One Paragraph Summary: Social psychological research has a long tradition of interest in cooperative behavior and commons dilemmas, beginning with Von Neumann and Morgenstern's 1944 book, Theory of Games and Economic Behavior. It is convenient to summarize the way psychological studies have attacked the commons problem through nine variables (social motives, gender, payoff structure, uncertainty, power, status, group size, communication, causes, frames) divided into three groups (individual differences, situational factors of the task structure, and the perceived effects of situational factors.) Although behavior elicited in a controlled lab environment is never the same as that observed in field research, lab research is an indispensable tool for teasing out causal relations from the larger number of interacting influences. Attention to the findings of psychological research relevant to the specific instance of a commons dilemma can make the difference in generating positive collective action. One Page Summary: Social psychological research has a long tradition of interest in cooperative behavior and commons dilemmas, beginning with Von Neumann and Morgenstern's 1944 book, Theory of Games and Economic Behavior. It is convenient to summarize the way psychological studies have attacked the commons problem through nine variables (social motives, gender, payoff structure, uncertainty, power, status, group size, communication, causes, frames) divided into three groups (individual differences, situational factors of the task structure, and the perceived effects of situational factors.) Although behavior elicited in a controlled lab environment is never the same as that observed in field research, lab research is an indispensable tool for teasing out causal relations from the larger number of interacting influences. Attention to the findings of psychological research relevant to the specific instance of a commons dilemma can make the difference in generating positive collective action. Studies on social motives have found correlations between motives and choice behavior and interpretation of others' behavior. Liebrand et al. (1986) demonstrated that "people with individualist social motives tend to interpret behavior along the might dimension (what works), whereas cooperators tend to view cooperation and competition as varying on the moral dimension (what is good or bad)." Less intuitive findings have come out of research into social rewards for cooperative behavior. Gachter and Fehr (1999) conducted a study around public goods dilemmas with an anonymous group, a group that met beforehand to establish a group identity, a group that had a chance to interact after playing, and a group that met before and after. They found that neither the second nor the third groups had significant improvements in cooperation, but that the fourth option resulted in "significantly higher levels of contribution." Uncertainty of resource size may play a detrimental role in commons dilemmas for multiple reasons. Any factor which threatens to bring an end to the resource will decrease interest in one's reputation and therefore with the relations that support the resource's maintenance. Uncertainty also helps diffuse personal responsibility, since overusers can try to justify their actions through their ignorance of the current resource size. Experimenters have also uncovered interesting effects from varying groups size on self-efficacy, an individual's sense of their own competence in taking effective action. Smaller groups were found by Kerr (1989) to have higher averages when testing "collective" efficacy, the sense that the group could carry out effective actions to achieve a desired outcome. In groups with a relatively low provision point, the percentage of cooperating members necessary to support the public good, small group size was associated with a sense of "collective" efficacy. Voting can significantly improve efficiencies in commons dilemmas by acting as a form of communication. Collective learning of general information "extends to subsequent situations and enables people to coordinate their activities even in rounds when no proposals are made." Evolutionary Psychology and the Social SciencesOne Sentence Summary: Evolutionary psychology helps us link up the Darwinian story of cooperation in nature, of kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection, with the familiar story of the development of human societies, of property rights, nations, banks, and charity, without implying that such a connection could morally justify or perfectly determine human behavior. Disciplines: Biology Anthropology Cultural Evolution Sociology Psychology Findings:
Keywords: reciprocity norms evolution cultural evolution cooperation bioeconomy altruism Published in: Humane Studies Review Date: October 2000 One Paragraph Summary: Evolutionary psychology has great potential to inform our social sciences and law, but many academics have been hesitant to accept it because of its historical linkage to theories like Social Darwinism and behavioral determinism. A current formulation of evolutionary psychology is inconsistent with both theories. Whether a trait or behavior survives the process of natural or cultural selection has no bearing over our discourse on whether it is morally justified, nor does it mean that any particular human is bound to act in a determined way. The real human advantage is the complex and subtle ways behavior is contingent upon socialization, 'hard-wired' instincts, and the environment. Evolutionary psychologists suggest that we pay close attention to the basic human behaviors that through cross-cultural analysis appear 'hard-wired', because it is these behaviors, such as sympathy for those in pain or identification with one's kin or tribe, that we want to either channel or suppress in order to reap the benefits of cooperation. Evolutionary psychology proposes four mechanisms to explain the evolution of cooperation in nature: kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection. One Page Summary: Evolutionary psychology has been portrayed as justifying or implying a lot of bad ideas in the 20th century, but it need not suffer from these mistaken linkages and can potentially shed light on how to build better social institutions. Although the claim has been made, evolutionary psychology is not consistent with the tenets of Social Darwinism. Whether a trait or behavior survives the process of natural or cultural selection has no bearing over our discourse on whether it is morally justified. Nor does it mean that we are determined like machines to act out these behaviors in every case, a theory termed 'behavioral determinism' by those criticizing evolutionary psychology or its earlier form, sociobiology. Any reputable biologist, or sociobiologist, would acknowledge that the fitness of a behavioral trait is dependent on the interaction between that trait and a given environment, so saying that a certain psychological predisposition in humans is the product of an evolutionary process does not mean that it is good, justifiable or useful in the world we live in. Evolutionary science stresses that fitness is fundamentally contingent. Furthermore, humans have a cultural inheritance that dictates in subtle ways how and when we should express or repress our behavioral traits, making the interaction between trait and environment even more complex. Evolutionary psychologists suggest that we pay close attention to the basic human behaviors that through cross-cultural analysis appear 'hard-wired', because it is these behaviors, such as sympathy for those in pain or identification with one's kin or tribe, that we want to either channel or suppress in order to reap the benefits of cooperation. This article isolates four mechanisms that promote cooperation in the absence of a central authority: kin selection, cooperation for mutual advantage, reciprocal altruism, and group selection. Kin selection implies a kind of utilitarian genetic calculus, that sacrificing one's life for the right number of relatives will be favorable for one's genes. A sibling shares on average half of one's genes, so sacrificing one's life for two or more siblings makes evolutionary sense. An example of a behavior that might be explained by kin selection is the warning call of ground squirrels; a ground squirrel that notices a hawk circling will call out to warn its family, although it increases its likelihood of being noticed and eaten by the hawk. This form of cooperation requires enough brain or nose power to be able to determine who is a relative. The second form, cooperation for mutual advantage, occurs when a particular given end (critical for survival) is easier to accomplish with a group working together. The quintessential example of this mechanism is group hunting; wolves (and our hunter-gatherer ancestors) hunt in packs because they will end up with a portion of the large game, which can be much larger than the small game they would be able to catch on their own and not have to share. This benefits of this mechanism is not as immediate or certain as those of kin selection, because the stronger hunters could potentially share nothing with the weak who helped. This article cites field studies of monkeys, lions, and fish, which show that group hunting generally only occurs when environmental conditions make it economically more efficient that hunting alone. While cooperation for mutual advantage is an important surplus-generating mechanism in nature, we should not expect this mechanism to form the basis of modern human cooperation. Modern human cooperation cannot be pared down to a single one-shot end, and it could be argued the developments of civilization we are most proud of, charity for the poor or sick, go against the logic of mutual advantage. Reciprocal altruism looks similar to the mechanism of mutual advantage, except the benefits are spread over time rather than through a single interaction. One individual helps another individual with the expectation that in the future the gesture will be repaid. Reciprocal altruism works best when developed alongside "a large number of supplementary psychological and social institutions." Enduring reputation and social traditions such as gift-giving foster relationships of reciprocal altruism. This kind of a relationship requires a bigger brain to remember who gave you what and who has mooched off you for too long, but can generate a big societal payoff. "By allowing trade over a period of time, reciprocal altruism opens up the possibility of a division of labor and credit-based relationships. These innovations make possible the recognition of the gains from specialization, comparative advantage, and the insurance and risk-shifting elements of inter-temporal trade." While reciprocal altruism is most compelling in small groups with face-to-face interaction, the final mechanism, group selection, treats populations as the unit of measure. Proponents of group selection argue that a population of individuals with altruistic traits would fare better than less altruistic populations, reaching the big payoffs described in the above paragraph. The traits in question could be genetically inherited or culturally inherited. Arguing for cultural group selection, "[g]roups that adopt 'better' cultural practices will again tend to grow healthier, wealthier, and more populous, gradually supplanting less efficient cultures through conquest, migration, or conscious adoption." This kind of cooperation requires even more specific conditions than the other three mechanisms. Because the scale of group selection is so much larger than the other mechanisms, it is still a controversial theory in natural and social sciences. The argument against cultural and biological group selection is based on problem of free riders without altruistic traits who might take advantage of the social surplus generated by their altruistic neighbors. While human populations have reached impressive levels of cooperation in modern societies, one can imagine natural disasters or devastating world wars that would eliminate the evolutionary strength of group selection. Evolution of Indirect ReciprocityOne Sentence Summary: Cooperation through indirect reciprocity, captured by the phrase "I help you, someone else helps me", requires the evolution of reputations and communication of those reputations among the larger group (as in the human instinct to gossip), cognitive abilities beyond being able to identify relatives (required for kin selection) or the individuals who have cooperated with you in the past (required for direct reciprocity). Disciplines: Economics Sociology Psychology Findings:
Keywords: agent-based model altruism assurance game communication cooperation equilibrium game theory language norms prisoners dilemma public goods punishment reciprocity reputation tit-for-tat trust Published in: Nature 437, 1291-1298 Date: October 27, 2005 One Paragraph Summary: Cooperation through indirect reciprocity, can be captured by the phrase "I help you, someone else helps me". Indirect reciprocity helps explain how cooperation is possible at all when economic transactions move beyond small villages where one can easily keep track of one's interactions with everyone else. The success of strategies of indirect reciprocity in empirical studies might be attributable to the fact that humans care so deeply not only about how they are treated, but about the results of interactions between third parties. This concern and the desire to communicate concerns, or gossip, might in turn be explained by evolutionary psychology and the benefits of cooperation in large groups, surpluses resulting from division of labor. To test strategies of indirect reciprocity no two players can interact more than once and the scores of players (the portion of times they have cooperated with others) must be visible. A player choosing a simple version of indirect reciprocity will only cooperate with those whose score is above a certain threshold. However, this player might be punishing another player using indirect reciprocity who has only interacted with defectors. "Effectively, discriminating players pay a cost for punishing bad co-players. Such a form of altruistic punishment can promote cooperation in the community, but at a cost to the punisher, and thus can be viewed as a social dilemma." A more sophisticated strategy would have a player discriminate between justified defection (defecting to punish someone who always defects) and unjustified defection (defecting regardless of the recipients reputation). This strategy avoids the case where a group of players who always cooperate is invaded by a group of players who always defect, but it requires the cognitive abilities to keep track of interactions that are far removed from one's own. Deindividuation and Anti-normative Behavior: A Meta AnalysisOne Sentence Summary: Deindividuation theory is a social psychological account of the individual in the crowd that postulates that the psychological state of deindividuation brings about anti-normative and disinhibited behavior in the individual members. Disciplines: Cultural Evolution Sociology Psychology Findings:
Keywords: emotion norms Published in: Psychological Bulletin, 123, 238-259. Date: 1998 One Paragraph Summary: The theory that deindividuation alters the psychological state of each individual member of a crowd to the extent that the members, in concert, engage in anti-normative behaviors has long been accepted. However, considerable scientific research over the past thirty years has produced no reliable empirical data to support the theory. More recent research suggests that people are more likely to follow local group norms if they are "deindividuated" – that is if they are in some way(s) identifiable as part of a specific group (e.g. uniforms). It’s not that they will necessarily engage in anti-normative behaviors but rather that once they have tangible evidence that they are part of a group that includes particular behaviors they are likely to display those behaviors whether or not they are individually accustomed to displaying such behaviors. One Page Summary: The origins of deindividuation are found In LeBon’s crowd theory (1895/1995), who proposed that the psychological mechanisms of anonymity, suggestibility and contagion transform an assembly into a "psychological crowd." In the 1950’s it was argued that deindividuation occurs when individuals in a group are not paid attention to as individuals and that additional contextual factors (e.g. reductions of responsibility, arousal, sensory overload, etc.) played a part. In the 1970’s deindividuation theory became a popular focus of scientific research, however, the empirical support for deindividuation theory was weak. In fact there was virtually no evidence for the psychological state of deindividuation. In the 1980’s formulations of the theory focused on the psychological process of reduced (private) self-awareness as the defining feature of deindividuation. Various studies have been conducted to empirically verify the theory, but evidence for deindividuation theory appears to be mixed. A recent meta-analysis study examined 60 tests of deindividuation theory and concluded that there is insufficient support for deindividuation. Disinhibition and anti-normative behavior are not more common in large groups and crowded anonymous settings. Moreover, there is no evidence that deindividuation is associated with reduced self-awareness, or even that reduced self-awareness increases disinhibition. Overall, then, deindividuation theory does not receive sufficient empirical support. More recent research suggests that groups are sensitive to normative cues associated with the social context. Thus, whereas deindividuation theory argues that the crowd causes a loss of identity, reverting the individual to irrationality, it seems more productive to reconceptualize deindividuation as a shift from a personal identity to a social identity, shared by members of the crowd. The idea that behavior could be the result of local group norms was considered explicitly by Johnson and Downing (1979). Participants were made anonymous by means of mask and overalls reminiscent of the Ku Klux Klan or by means of nurses' uniforms. Although compared to the control condition, participants shocked somewhat more when dressed in the Ku Klux Klan uniforms, they actually shocked less when dressed as nurses. This finding illustrates that groups are sensitive to normative cues associated with the social context. This latest finding lends weight to the idea that group behavior is closely tied to cultural identification. Further study in which participants are deliberately selected from specific cultural types might prove interesting. |
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